Filing Details
- Accession Number:
- 0000950103-10-002227
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-28 13:00:00
- Reporting Period:
- 2010-07-27
- Filing Date:
- 2010-07-28
- Accepted Time:
- 2010-07-28 16:08:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1275014 | Ultra Clean Holdings Inc | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1283710 | L Clarence Granger | 26462 Corporate Ave Hayward CA 94545 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-27 | 95,502 | $1.00 | 456,897 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-27 | 95,502 | $10.50 | 361,395 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-07-27 | 34,593 | $6.55 | 395,988 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-27 | 34,953 | $10.50 | 361,395 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-07-27 | 6,250 | $1.11 | 367,645 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-27 | 6,250 | $10.50 | 361,395 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified StockOption (right to buy) | Disposition | 2010-07-27 | 95,502 | $0.00 | 95,502 | $1.00 |
| Common Stock | Non-Qualified StockOption (right to buy) | Disposition | 2010-07-27 | 6,250 | $0.00 | 6,250 | $1.11 |
| Common Stock | Non-Qualified StockOption (right to buy) | Disposition | 2010-07-27 | 34,593 | $0.00 | 34,593 | $6.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-02-21 | No | 4 | M | Direct | |
| 193,750 | 2019-02-17 | No | 4 | M | Direct | |
| 365,407 | 2015-05-09 | No | 4 | M | Direct |
Footnotes
- The option becomes exercisable over 4 years from the date of grant, with 25% becoming exercisable after the first year and monthly thereafter.
Billionaire Hedge Funds
