Filing Details
- Accession Number:
- 0000769993-10-000431
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-13 13:00:00
- Reporting Period:
- 2010-08-11
- Filing Date:
- 2010-08-13
- Accepted Time:
- 2010-08-13 17:34:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 886982 | Goldman Sachs Group Inc | GS | Security Brokers, Dealers & Flotation Companies (6211) | 134019460 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1090335 | G Sarah Smith | C/O Goldman, Sachs &Amp; Co. 200 West Street New York, NY 10282 | Principal Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2010-08-11 | 3,633 | $82.88 | 13,806 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2010-08-11 | 2,533 | $149.55 | 11,273 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2010-08-11 | 600 | $150.77 | 10,673 | No | 4 | S | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2010-08-11 | 500 | $151.44 | 10,173 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Nonqualified Stock Options (right to buy) | Disposition | 2010-08-11 | 3,633 | $0.00 | 3,633 | $82.88 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2004-01-02 | 2010-11-26 | No | 4 | M | Direct |
Footnotes
- Reflects the exercise by the Reporting Person of Stock Options granted in November 2000 and scheduled to expire in November 2010.
- Reflects a weighted average sale price of $149.5526 per share, at prices ranging from $149.16 to $149.98 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $150.7667 per share, at prices ranging from $150.18 to $151.04 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
- Reflects a weighted average sale price of $151.44 per share, at prices ranging from $151.21 to $151.97 per share. The Reporting Person will provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
Billionaire Hedge Funds
