Filing Details
- Accession Number:
- 0001209191-10-039040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-19 13:00:00
- Reporting Period:
- 2010-07-15
- Filing Date:
- 2010-07-19
- Accepted Time:
- 2010-07-19 19:14:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311177 | Brett Chapman | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-15 | 45,833 | $15.50 | 98,758 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-07-15 | 37,500 | $15.00 | 136,258 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-15 | 83,300 | $50.00 | 52,958 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-15 | 33 | $50.01 | 52,925 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-07-15 | 28,350 | $32.79 | 81,275 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-15 | 22,795 | $50.06 | 58,480 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-07-15 | 26,083 | $40.25 | 84,563 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-15 | 23,358 | $50.06 | 61,205 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-07-15 | 8,878 | $43.13 | 70,083 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-15 | 8,223 | $50.06 | 61,860 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-07-15 | 4,439 | $13.64 | 66,299 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-15 | 2,718 | $50.06 | 63,581 | No | 4 | D | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-07-15 | 45,833 | $0.00 | 45,833 | $15.50 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-07-15 | 37,500 | $0.00 | 37,500 | $15.00 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-07-15 | 28,350 | $0.00 | 28,350 | $32.79 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-07-15 | 26,083 | $0.00 | 26,083 | $40.25 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-07-15 | 8,878 | $0.00 | 8,878 | $43.13 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-07-15 | 4,439 | $0.00 | 4,439 | $13.64 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-12-01 | No | 4 | M | Direct | |
0 | 2015-04-27 | No | 4 | M | Direct | |
3,150 | 2016-03-23 | No | 4 | M | Direct | |
0 | 2017-05-29 | No | 4 | M | Direct | |
13,317 | 2018-02-28 | No | 4 | M | Direct | |
17,756 | 2019-02-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 100 | Indirect | By children |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 25, 2010.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed as an admission that the reporting person is the beneficial owner of these securities for purposes of Section 16 or any other purpose.
- These options were fully vested and exercisable as of December 1, 2007.
- These options were fully vested and exercisable as of April 27, 2008.
- This award of stock appreciation rights vests in increments of 1,575 at the end of each calendar quarter from March 31, 2006 through December 31, 2010.
- This award of stock appreciation rights was fully vested and exercisable as of May 29, 2010.
- This award of stock appreciation rights vests in increments of 20%, 20% and 60% on each of February 28, 2009, February 28, 2010, and February 28, 2011, respectively.
- This award of stock appreciation rights vests in increments of 20%, 20% and 60% on each of February 27, 2010, February 27, 2011, and February 27, 2012, respectively.