Filing Details
- Accession Number:
- 0001437411-10-000001
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-13 13:00:00
- Reporting Period:
- 2010-08-11
- Filing Date:
- 2010-08-13
- Accepted Time:
- 2010-08-13 12:09:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 873860 | Ocwen Financial Corp | OCN | Mortgage Bankers & Loan Correspondents (6162) | 650039856 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1234811 | J David Gunter | 1661 Worthington Road Suite 100 West Palm Beach FL 33409 | Exec Vp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-11 | 13,489 | $7.16 | 16,573 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-08-11 | 232,500 | $4.82 | 249,073 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-11 | 121,000 | $9.25 | 128,073 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-12 | 124,989 | $9.11 | 3,084 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Employee Stock Options | Employee Stock Options | Disposition | 2010-08-11 | 13,489 | $7.16 | 13,489 | $7.16 |
| Employee Stock Options | Employee Stock Options | Disposition | 2010-08-11 | 232,500 | $4.82 | 232,500 | $4.82 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,373 | 2009-12-31 | 2017-05-10 | No | 4 | M | Direct |
| 387,500 | 2010-08-10 | 2018-07-14 | No | 4 | M | Direct |
Footnotes
- Vested in equal increments on 5/10/07, 12/31/07, 12/31/08 and 12/31/09.
- 77,500 options vested in equal increments on 7/14/09 and 7/14/10. 155,000 options vested in equal increments on 8/10/09 and 8/10/10.
Billionaire Hedge Funds
