Filing Details
- Accession Number:
- 0001209191-10-039254
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-21 13:00:00
- Reporting Period:
- 2010-07-19
- Filing Date:
- 2010-07-21
- Accepted Time:
- 2010-07-21 17:00:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-19 | 2 | $13.66 | 4,614,543 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 298 | $13.67 | 4,614,245 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 400 | $13.68 | 4,613,845 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 500 | $13.68 | 4,613,345 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 100 | $13.69 | 4,613,245 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 400 | $13.69 | 4,612,845 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 1,500 | $13.70 | 4,611,345 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 400 | $13.71 | 4,610,945 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 100 | $13.71 | 4,610,845 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 3,900 | $13.71 | 4,606,945 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 800 | $13.72 | 4,606,145 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 900 | $13.72 | 4,605,245 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 100 | $13.73 | 4,605,145 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 698 | $13.73 | 4,604,447 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 100 | $13.74 | 4,604,347 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 100 | $13.74 | 4,604,247 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 1,800 | $13.74 | 4,602,447 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 200 | $13.75 | 4,602,247 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 3,100 | $13.75 | 4,599,147 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 600 | $13.76 | 4,598,547 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 200 | $13.76 | 4,598,347 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 2,487 | $13.77 | 4,595,860 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 200 | $13.78 | 4,595,660 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 100 | $13.78 | 4,595,560 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 226 | $13.79 | 4,595,334 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 4,500 | $13.80 | 4,590,834 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 4,100 | $13.81 | 4,586,734 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 300 | $13.82 | 4,586,434 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 100 | $13.82 | 4,586,334 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 1,700 | $13.82 | 4,584,634 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
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Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.