Filing Details
- Accession Number:
- 0001209191-10-039258
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-21 13:00:00
- Reporting Period:
- 2010-07-19
- Filing Date:
- 2010-07-21
- Accepted Time:
- 2010-07-21 17:04:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
927003 | Advanced Energy Industries Inc | AEIS | Electronic Components, Nec (3679) | 840846841 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1007705 | S Douglas Schatz | P.o. Box 481 Fort Collins CO 80522 | Yes | No | No | No | |
1228910 | Trust Family E Jill Schatz & S Douglas Schatz | Po Box 481 Fort Collins CO 80522 | No | No | Yes | No | |
1328181 | E Jill Schatz | P.o. Box 481 Fort Collins CO 80522 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-19 | 1,417 | $13.83 | 4,583,217 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 600 | $13.84 | 4,582,617 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 2,400 | $13.84 | 4,580,217 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 900 | $13.85 | 4,579,317 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 4,454 | $13.85 | 4,574,863 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 1,400 | $13.86 | 4,573,463 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 3,100 | $13.86 | 4,570,363 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 3,000 | $13.87 | 4,567,363 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 200 | $13.88 | 4,567,163 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 900 | $13.88 | 4,566,263 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 3,368 | $13.89 | 4,562,895 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 100 | $13.90 | 4,562,795 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 2,400 | $13.90 | 4,560,395 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 100 | $13.92 | 4,560,295 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-19 | 313 | $13.98 | 4,559,982 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares are owned directly by Douglas S. Schatz & Jill E. Schatz Family Trust, a ten percent owner of the issuer, and indirectly by Douglas S. Schatz and Jill E. Schatz, co-trustees of the trust.
- Includes 26,350 shares of restricted stock units held directly by Douglas S. Schatz, who is a director of the Issuer.
- The Sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan.