Filing Details
- Accession Number:
- 0001271163-10-000051
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-18 13:00:00
- Reporting Period:
- 2010-08-16
- Filing Date:
- 2010-08-18
- Accepted Time:
- 2010-08-18 14:19:39
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1378701 | Gabelli Global Deal Fund | GDL.A | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185533 | J Mario Gabelli | C/O Gamco Investors, Inc One Corporate Center Rye NY 10580 | Yes | No | Yes | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series A Cumulative Callable Preferred Shares | Disposition | 2010-08-16 | 500 | $53.44 | 377,064 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Series A Cumulative Callable Preferred Shares | 115,000 | Indirect | GGCP, Inc. |
Series A Cumulative Callable Preferred Shares | 103,337 | Indirect | GAMCO Investors, Inc. |
Series A Cumulative Callable Preferred Shares | 50,798 | Indirect | MJG IV Limited Partnership |
Series A Cumulative Callable Preferred Shares | 717 | Indirect | Gabelli Securities, Inc. |
Footnotes
- These shares are owned by GGCP, Inc. (GGCP). Mr. Mario J. Gabelli is the Chief Executive Officer, a director, and the controlling shareholder of GGCP. Mr. Gabelli has less than a 100% interest in GGCP and disclaims beneficial ownership of the shares held by it, which are in excess of his indirect pecuniary interest.
- These shares are owned by GAMCO Investors, Inc. (GAMCO). Mario J. Gabelli is the Chairman, Chief Executive Officer, and controlling shareholder of GAMCO. Mr. Gabelli has less than a 100% interest in GAMCO and disclaims beneficial ownership of the shares held by it, which are in excess of their indirect pecuniary interests.
- These shares are owned by MJG IV Limited Partnership a limited partnership for which Mr. Gabelli serves as a general partner. Mr. Gabelli has less than a 100% interest in the entity and disclaims beneficial ownership of the shares held by this entity which are in excess of his indirect pecuniary interest.
- These shares are owned by Gabelli Securities, Inc. (GSI) a majority owned subsidiary of GAMCO. Mr. Gabelli, has less than a 100% interest in GSI and disclaims beneficial ownership of the shares held by GSI which are in excess of his indirect pecuniary interests.