Filing Details

Accession Number:
0001209191-10-038732
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-16 13:00:00
Reporting Period:
2010-03-16
Filing Date:
2010-07-16
Accepted Time:
2010-07-16 11:27:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1305294 Qlik Technologies Inc QLIK Services-Prepackaged Software (7372) 201643718
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1175470 N Erel Margalit C/O Jerusalem Venture Partners
Hebron Road 24
Jerusalem L3 93542
Yes No Yes No
1218222 Jerusalem Venture Partners Iv Lp C/O Jerusalem Venture Partners
Hebron Road 24
Jerusalem L3 93542
No No Yes No
1256675 Jerusalem Venture Partners Entrepreneurs Fund Iv Lp C/O Jerusalem Venture Partners
Hebron Road 24
Jerusalem L3 93542
No No Yes No
1256692 Jerusalem Partners Iv - Venture Capital Lp C/O Jerusalem Venture Partners
Hebron Road 24
Jerusalem L3 93542
No No Yes No
1256707 Jerusalem Venture Partners Iv Israel Lp C/O Jerusalem Venture Partners
Hebron Road 24
Jerusalem L3 93542
No No Yes No
1258085 Jerusalem Venture Partners Iv A Lp C/O Jerusalem Venture Partners
Hebron Road 24
Jerusalem L3 93542
No No Yes No
1258086 Jerusalem Partners Iv Lp C/O Jerusalem Venture Partners
Hebron Road 24
Jerusalem L3 93542
No No Yes No
1472632 Jvp Iv Annex Fund, L.p. C/O Jerusalem Venture Partners
Hebron Road 24
Jerusalem L3 93542
No No Yes No
1493451 Jp Media V, L.p. C/O Jerusalem Venture Partners
Hebron Road 24
Jerusalem L3 93542
No No Yes No
1493453 Jvp Iv Annex Entrepreneur Fund, L.p. C/O Jerusalem Venture Partners
Hebron Road 24
Jerusalem L3 93542
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-15 9,181,178 $0.00 9,530,235 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-07-15 5,297,226 $0.00 14,827,461 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-07-15 361,990 $0.00 603,243 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-07-15 33,420 $0.00 55,693 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-07-15 220,899 $0.00 229,295 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-07-15 127,451 $0.00 356,746 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-07-15 82,240 $0.00 85,367 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-07-15 47,448 $0.00 132,815 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-07-15 78,414 $0.00 81,359 No 4 C Indirect See Footnote
Common Stock Acquisiton 2010-07-15 45,202 $0.00 126,561 No 4 C Indirect See Footnote
Common Stock Disposition 2010-03-16 22,273 $5.14 241,253 No 4 S Indirect See Footnote
Common Stock Acquisiton 2010-03-16 22,273 $5.14 22,273 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 C Indirect See Footnote
No 4 S Indirect See Footnote
No 4 P Indirect See Footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2010-07-16 7,500 $0.00 7,500 $0.00
Common Stock Series A Preferred Stock Disposition 2010-07-15 9,181,178 $0.00 9,181,178 $0.00
Common Stock Series AA Preferred Stock Disposition 2010-07-15 5,297,226 $0.00 5,297,226 $0.00
Common Stock Series AA Preferred Stock Disposition 2010-07-15 361,990 $0.00 361,990 $0.00
Common Stock Series AA Preferred Stock Disposition 2010-07-15 33,420 $0.00 33,420 $0.00
Common Stock Series A Preferred Stock Disposition 2010-07-15 220,899 $0.00 220,899 $0.00
Common Stock Series AA Preferred Stock Disposition 2010-07-15 127,451 $0.00 127,451 $0.00
Common Stock Series A Preferred Stock Disposition 2010-07-15 82,240 $0.00 82,240 $0.00
Common Stock Series AA Preferred Stock Disposition 2010-07-15 47,448 $0.00 47,448 $0.00
Common Stock Series A Preferred Stock Disposition 2010-07-15 78,414 $0.00 78,414 $0.00
Common Stock Series AA Preferred Stock Disposition 2010-07-15 45,202 $0.00 45,202 $0.00
Common Stock Series AA Preferred Stock Disposition 2010-03-16 33,420 $5.14 33,420 $0.00
Common Stock Series AA Preferred Stock Acquisiton 2010-03-16 33,420 $5.14 33,420 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
7,500 2011-07-15 No 4 A Direct
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
361,990 No 4 S Indirect
33,420 No 4 P Indirect
Footnotes
  1. Each outstanding share of preferred stock automatically converted into 1 share of common stock, immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
  2. The reportable securities are owned directly by Jerusalem Venture Partners IV, L.P. ("JVP IV"). Erel Margalit (the "Officer") is the officer of JVP Corp. IV ("JVP Corp"). JVP Corp is the general partner of Jerusalem Partners IV, L.P. ("JP IV"), which is the general partner of JVP IV. The Officer, JVP Corp and JP IV may be deemed to share voting and dispositive power over the shares held by JVP IV and disclaim beneficial ownership of shares held by JVP IV except to the extent of any pecuniary interest therein.
  3. The reportable securities are owned directly by JVP IV Annex Fund, L.P. ("JVP IV AF"). The Officer is the officer of JVP Corp. JVP Corp is the general partner of JP Media V, L.P. ("JPM V"), which is the general partner of JVP IV AF. The Officer, JVP Corp and JPM V may be deemed to share voting and dispositive power over the shares held by JVP IV AF and disclaim beneficial ownership of shares held by JVP IV AF except to the extent of any pecuniary interest therein.
  4. The reportable securities are owned directly by JVP IV Annex Entrepreneur Fund, L.P. ("JVP IV AEF"). The Officer is the officer of JVP Corp. JVP Corp is the general partner of JPM V, which is the general partner of JVP IV AEF. The Officer, JVP Corp and JPM V may be deemed to share voting and dispositive power over the shares held by JVP IV AEF and disclaim beneficial ownership of shares held by JVP IV AEF except to the extent of any pecuniary interest therein.
  5. The reportable securities are owned directly by Jerusalem Venture Partners IV (Israel), L.P. ("JVP IV I"). The Officer is the officer of JVP Corp. JVP Corp is the general partner of Jerusalem Partners IV - Venture Capital, L.P. ("JP IV-VC"), which is the general partner of JVP IV I. The Officer, JVP Corp and JP IV-VC may be deemed to share voting and dispositive power over the shares held by JVP IV I and disclaim beneficial ownership of shares held by JVP IV I except to the extent of any pecuniary interest therein.
  6. The reportable securities are owned directly by Jerusalem Venture Partners Entrepreneurs Fund IV, L.P. ("JVPEF IV"). The Officer is the officer of JVP Corp. JVP Corp is the general partner of JP IV, which is the general partner of JVPEF IV. The Officer, JVP Corp and JP IV may be deemed to share voting and dispositive power over the shares held by JVPEF IV and disclaim beneficial ownership of shares held by JVPEF IV except to the extent of any pecuniary interest therein.
  7. The reportable securities are owned directly by Jerusalem Venture Partners IV-A, L.P. ("JVP IV-A"). The Officer is the officer of JVP Corp. JVP Corp is the general partner of JP IV, which is the general partner of JVP IV-A. The Officer, JVP Corp and JP IV may be deemed to share voting and dispositive power over the shares held by JVP IV-A and disclaim beneficial ownership of shares held by JVP IV-A except to the extent of any pecuniary interest therein.
  8. This transaction represents the internal rebalancing of Series AA Preferred Stock and Common Stock between JVP IV AF and JVP IV AEF. Following the rebalancing transactions reported herein, the amount of securities beneficially owned in the aggregate by the Reporting Persons did not change. However, as a result of this rebalancing, on March 16, 2010 the Officer acquired an additional pecuniary interest in the shares of the issuer held in the aggregate by the JVP family of funds as reported hereunder.
  9. Each restricted stock unit represents a contingent right to receive one share of Qlik Technologies common stock.
  10. Not Applicable.
  11. Immediately.