Filing Details
- Accession Number:
- 0001209191-10-038734
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-16 13:00:00
- Reporting Period:
- 2010-03-16
- Filing Date:
- 2010-07-16
- Accepted Time:
- 2010-07-16 11:30:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305294 | Qlik Technologies Inc | QLIK | Services-Prepackaged Software (7372) | 201643718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1256672 | Jvp Corp Iv | C/O Jerusalem Venture Partners Hebron Road 24 Jerusalem L3 93542 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-15 | 9,181,178 | $0.00 | 9,530,235 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-07-15 | 5,297,226 | $0.00 | 14,827,461 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-07-15 | 361,990 | $0.00 | 603,243 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-07-15 | 33,420 | $0.00 | 55,693 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-07-15 | 220,899 | $0.00 | 229,295 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-07-15 | 127,451 | $0.00 | 356,746 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-07-15 | 82,240 | $0.00 | 85,367 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-07-15 | 47,448 | $0.00 | 132,815 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-07-15 | 78,414 | $0.00 | 81,359 | No | 4 | C | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-07-15 | 45,202 | $0.00 | 126,561 | No | 4 | C | Indirect | See Footnote |
Common Stock | Disposition | 2010-03-16 | 22,273 | $5.14 | 241,253 | No | 4 | S | Indirect | See Footnote |
Common Stock | Acquisiton | 2010-03-16 | 22,273 | $5.14 | 22,273 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | C | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Acquisiton | 2010-07-16 | 7,500 | $0.00 | 7,500 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2010-07-15 | 9,181,178 | $0.00 | 9,181,178 | $0.00 |
Common Stock | Series AA Preferred Stock | Disposition | 2010-07-15 | 5,297,226 | $0.00 | 5,297,226 | $0.00 |
Common Stock | Series AA Preferred Stock | Disposition | 2010-07-15 | 361,990 | $0.00 | 361,990 | $0.00 |
Common Stock | Series AA Preferred Stock | Disposition | 2010-07-15 | 33,420 | $0.00 | 33,420 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2010-07-15 | 220,899 | $0.00 | 220,899 | $0.00 |
Common Stock | Series AA Preferred Stock | Disposition | 2010-07-15 | 127,451 | $0.00 | 127,451 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2010-07-15 | 82,240 | $0.00 | 82,240 | $0.00 |
Common Stock | Series AA Preferred Stock | Disposition | 2010-07-15 | 47,448 | $0.00 | 47,448 | $0.00 |
Common Stock | Series A Preferred Stock | Disposition | 2010-07-15 | 78,414 | $0.00 | 78,414 | $0.00 |
Common Stock | Series AA Preferred Stock | Disposition | 2010-07-15 | 45,202 | $0.00 | 45,202 | $0.00 |
Common Stock | Series AA Preferred Stock | Disposition | 2010-03-16 | 33,420 | $5.14 | 33,420 | $0.00 |
Common Stock | Series AA Preferred Stock | Acquisiton | 2010-03-16 | 33,420 | $5.14 | 33,420 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
7,500 | 2011-07-15 | No | 4 | A | Indirect | |
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
361,990 | No | 4 | S | Indirect | ||
33,420 | No | 4 | P | Indirect |
Footnotes
- Each outstanding share of preferred stock automatically converted into 1 share of common stock, immediately prior to the closing of the Issuer's initial public offering, for no additional consideration.
- The reportable securities are owned directly by Jerusalem Venture Partners IV, L.P. ("JVP IV"). Erel Margalit (the "Officer") is the officer of JVP Corp. IV ("JVP Corp"). JVP Corp is the general partner of Jerusalem Partners IV, L.P. ("JP IV"), which is the general partner of JVP IV. The Officer, JVP Corp and JP IV may be deemed to share voting and dispositive power over the shares held by JVP IV and disclaim beneficial ownership of shares held by JVP IV except to the extent of any pecuniary interest therein.
- The reportable securities are owned directly by JVP IV Annex Fund, L.P. ("JVP IV AF"). The Officer is the officer of JVP Corp. JVP Corp is the general partner of JP Media V, L.P. ("JPM V"), which is the general partner of JVP IV AF. The Officer, JVP Corp and JPM V may be deemed to share voting and dispositive power over the shares held by JVP IV AF and disclaim beneficial ownership of shares held by JVP IV AF except to the extent of any pecuniary interest therein.
- The reportable securities are owned directly by JVP IV Annex Entrepreneur Fund, L.P. ("JVP IV AEF"). The Officer is the officer of JVP Corp. JVP Corp is the general partner of JPM V, which is the general partner of JVP IV AEF. The Officer, JVP Corp and JPM V may be deemed to share voting and dispositive power over the shares held by JVP IV AEF and disclaim beneficial ownership of shares held by JVP IV AEF except to the extent of any pecuniary interest therein.
- The reportable securities are owned directly by Jerusalem Venture Partners IV (Israel), L.P. ("JVP IV I"). The Officer is the officer of JVP Corp. JVP Corp is the general partner of Jerusalem Partners IV - Venture Capital, L.P. ("JP IV-VC"), which is the general partner of JVP IV I. The Officer, JVP Corp and JP IV-VC may be deemed to share voting and dispositive power over the shares held by JVP IV I and disclaim beneficial ownership of shares held by JVP IV I except to the extent of any pecuniary interest therein.
- The reportable securities are owned directly by Jerusalem Venture Partners Entrepreneurs Fund IV, L.P. ("JVPEF IV"). The Officer is the officer of JVP Corp. JVP Corp is the general partner of JP IV, which is the general partner of JVPEF IV. The Officer, JVP Corp and JP IV may be deemed to share voting and dispositive power over the shares held by JVPEF IV and disclaim beneficial ownership of shares held by JVPEF IV except to the extent of any pecuniary interest therein.
- The reportable securities are owned directly by Jerusalem Venture Partners IV-A, L.P. ("JVP IV-A"). The Officer is the officer of JVP Corp. JVP Corp is the general partner of JP IV, which is the general partner of JVP IV-A. The Officer, JVP Corp and JP IV may be deemed to share voting and dispositive power over the shares held by JVP IV-A and disclaim beneficial ownership of shares held by JVP IV-A except to the extent of any pecuniary interest therein.
- This transaction represents the internal rebalancing of Series AA Preferred Stock and Common Stock between JVP IV AF and JVP IV AEF. Following the rebalancing transactions reported herein, the amount of securities beneficially owned in the aggregate by the Reporting Persons did not change. However, as a result of this rebalancing, on March 16, 2010 the Officer acquired an additional pecuniary interest in the shares of the issuer held in the aggregate by the JVP family of funds as reported hereunder.
- Each restricted stock unit represents a contingent right to receive one share of Qlik Technologies common stock.
- Not Applicable.
- Immediately.
- The reportable securities are owned directly by the Officer. The Officer is the officer of JVP Corp.