Filing Details

Accession Number:
0001209191-10-041559
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-06 13:00:00
Reporting Period:
2010-08-04
Filing Date:
2010-08-06
Accepted Time:
2010-08-06 15:20:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1180262 Herbalife Ltd. HLF Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1311175 Richard Goudis 800 W. Olympic Boulevard, #406
Los Angeles CA 90015
Chief Operating Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-04 10,000 $8.02 175,833 No 4 M Direct
Common Stock Acquisiton 2010-08-04 10,000 $12.00 185,833 No 4 M Direct
Common Stock Acquisiton 2010-08-04 10,000 $16.00 195,833 No 4 M Direct
Common Stock Acquisiton 2010-08-04 10,000 $20.00 205,833 No 4 M Direct
Common Stock Acquisiton 2010-08-04 10,000 $24.00 215,833 No 4 M Direct
Common Stock Acquisiton 2010-08-04 7,500 $17.00 223,333 No 4 M Direct
Common Stock Acquisiton 2010-08-04 7,500 $21.00 230,833 No 4 M Direct
Common Stock Acquisiton 2010-08-04 7,500 $25.00 238,333 No 4 M Direct
Common Stock Acquisiton 2010-08-04 13,500 $14.00 251,833 No 4 M Direct
Common Stock Acquisiton 2010-08-04 750 $9.00 252,583 No 4 M Direct
Common Stock Acquisiton 2010-08-04 750 $13.00 253,333 No 4 M Direct
Common Stock Acquisiton 2010-08-04 100,000 $15.50 353,333 No 4 M Direct
Common Stock Disposition 2010-08-04 229,378 $54.35 123,955 No 4 S Direct
Common Stock Disposition 2010-08-04 28,522 $55.40 95,433 No 4 S Direct
Common Stock Disposition 2010-08-04 4,600 $56.22 90,833 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 10,000 $0.00 10,000 $8.02
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 10,000 $0.00 10,000 $12.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 10,000 $0.00 10,000 $16.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 10,000 $0.00 10,000 $20.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 10,000 $0.00 10,000 $24.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 7,500 $0.00 7,500 $17.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 7,500 $0.00 7,500 $21.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 7,500 $0.00 7,500 $25.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 13,500 $0.00 13,500 $14.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 750 $0.00 750 $9.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 750 $0.00 750 $13.00
Common Stock Non-Qualified Stock Option (Right to Buy) Disposition 2010-08-04 100,000 $0.00 100,000 $15.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2014-06-14 No 4 M Direct
0 2014-06-14 No 4 M Direct
0 2014-06-14 No 4 M Direct
0 2014-06-14 No 4 M Direct
0 2014-06-14 No 4 M Direct
0 2014-09-01 No 4 M Direct
0 2014-09-01 No 4 M Direct
0 2014-09-01 No 4 M Direct
0 2014-09-01 No 4 M Direct
0 2014-09-01 No 4 M Direct
0 2014-09-01 No 4 M Direct
0 2014-12-01 No 4 M Direct
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2010.
  2. This transaction was executed in multiple trades at prices ranging from $53.82 to $54.82. The price reported reflects the weighted average sale price of $54.35. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. This transaction was executed in multiple trades at prices ranging from $54.83 to $55.75. The price reported reflects the weighted average sale price of $55.40. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction waseffected.
  4. This transaction was executed in multiple trades at prices ranging from $55.88 to $56.49. The price reported reflects the weighted average sale price of $56.22. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction waseffected.
  5. Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested quarterly in 5% increments from 06/30/2004 until 06/30/2009.
  6. Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested quarterly in 5% increments from 09/30/2004 until 09/30/2009.
  7. Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested in one-third increments on 12/01/2007, 12/01/2008 and 12/01/2009.