Filing Details
- Accession Number:
- 0001209191-10-041559
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-06 13:00:00
- Reporting Period:
- 2010-08-04
- Filing Date:
- 2010-08-06
- Accepted Time:
- 2010-08-06 15:20:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1311175 | Richard Goudis | 800 W. Olympic Boulevard, #406 Los Angeles CA 90015 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-04 | 10,000 | $8.02 | 175,833 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 10,000 | $12.00 | 185,833 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 10,000 | $16.00 | 195,833 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 10,000 | $20.00 | 205,833 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 10,000 | $24.00 | 215,833 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 7,500 | $17.00 | 223,333 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 7,500 | $21.00 | 230,833 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 7,500 | $25.00 | 238,333 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 13,500 | $14.00 | 251,833 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 750 | $9.00 | 252,583 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 750 | $13.00 | 253,333 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-08-04 | 100,000 | $15.50 | 353,333 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-04 | 229,378 | $54.35 | 123,955 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-08-04 | 28,522 | $55.40 | 95,433 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-08-04 | 4,600 | $56.22 | 90,833 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 10,000 | $0.00 | 10,000 | $8.02 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 10,000 | $0.00 | 10,000 | $12.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 10,000 | $0.00 | 10,000 | $16.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 10,000 | $0.00 | 10,000 | $20.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 10,000 | $0.00 | 10,000 | $24.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 7,500 | $0.00 | 7,500 | $17.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 7,500 | $0.00 | 7,500 | $21.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 7,500 | $0.00 | 7,500 | $25.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 13,500 | $0.00 | 13,500 | $14.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 750 | $0.00 | 750 | $9.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 750 | $0.00 | 750 | $13.00 |
Common Stock | Non-Qualified Stock Option (Right to Buy) | Disposition | 2010-08-04 | 100,000 | $0.00 | 100,000 | $15.50 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-06-14 | No | 4 | M | Direct | |
0 | 2014-06-14 | No | 4 | M | Direct | |
0 | 2014-06-14 | No | 4 | M | Direct | |
0 | 2014-06-14 | No | 4 | M | Direct | |
0 | 2014-06-14 | No | 4 | M | Direct | |
0 | 2014-09-01 | No | 4 | M | Direct | |
0 | 2014-09-01 | No | 4 | M | Direct | |
0 | 2014-09-01 | No | 4 | M | Direct | |
0 | 2014-09-01 | No | 4 | M | Direct | |
0 | 2014-09-01 | No | 4 | M | Direct | |
0 | 2014-09-01 | No | 4 | M | Direct | |
0 | 2014-12-01 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 19, 2010.
- This transaction was executed in multiple trades at prices ranging from $53.82 to $54.82. The price reported reflects the weighted average sale price of $54.35. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $54.83 to $55.75. The price reported reflects the weighted average sale price of $55.40. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction waseffected.
- This transaction was executed in multiple trades at prices ranging from $55.88 to $56.49. The price reported reflects the weighted average sale price of $56.22. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction waseffected.
- Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested quarterly in 5% increments from 06/30/2004 until 06/30/2009.
- Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested quarterly in 5% increments from 09/30/2004 until 09/30/2009.
- Consists of Non-Qualified Stock Options granted under the Herbalife Ltd. 2004 Stock Incentive Plan. The options vested in one-third increments on 12/01/2007, 12/01/2008 and 12/01/2009.