Filing Details
- Accession Number:
- 0000106926-10-000068
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-12 13:00:00
- Reporting Period:
- 2010-08-11
- Filing Date:
- 2010-08-12
- Accepted Time:
- 2010-08-12 11:31:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
106926 | Whitney Holding Corp | WTNY | National Commercial Banks (6021) | 726017893 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1190927 | Iii C John Hope | 228 St. Charles Avenue New Orleans LA 70130 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock No Par Value | Acquisiton | 2010-08-11 | 10,000 | $8.00 | 217,899 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock No Par Value | 35,448 | Indirect | Amount held for Mr. Hope in the Company's 401(k) plan as reported by the Trustee on 6/30/2010 |
Common Stock No Par Value | 4,200 | Indirect | Mr. Hope's children each own 2,100 shares of WTNY over which Mr. Hope has investment authority. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Comm Stock | Incentive opt | $18.58 | 2001-12-13 | 2011-06-12 | 5,382 | 5,382 | Direct |
Comm Stock | Nonqual opt | $18.58 | 2001-12-13 | 2011-06-12 | 11,493 | 11,493 | Direct |
Comm Stock | Incentive opt | $22.58 | 2002-12-12 | 2012-06-11 | 4,428 | 4,428 | Direct |
Comm Stock | Nonqual opt | $22.58 | 2002-12-12 | 2012-06-11 | 16,572 | 16,572 | Direct |
Comm Stock | Incentive opt | $22.44 | 2003-12-11 | 2013-06-10 | 4,455 | 4,455 | Direct |
Comm Stock | Nonqual opt | $22.44 | 2003-12-11 | 2013-06-10 | 16,545 | 16,545 | Direct |
Comm Stock | Incentive opt | $28.86 | 2004-12-16 | 2014-06-15 | 3,465 | 3,465 | Direct |
Comm Stock | Nonqual opt | $28.86 | 2004-12-16 | 2014-06-15 | 17,535 | 17,535 | Direct |
Comm Stock | Incentive opt | $31.59 | 2005-12-15 | 2015-06-13 | 3,165 | 3,165 | Direct |
Comm Stock | Nonqual opt | $31.59 | 2005-12-15 | 2015-06-13 | 6,835 | 6,835 | Direct |
Comm Stock | Nonqual opt | $35.41 | 2009-06-28 | 2016-06-28 | 12,000 | 12,000 | Direct |
Comm Stock | Nonqual opt | $28.76 | 2010-07-10 | 2017-07-10 | 30,000 | 30,000 | Direct |
Comm Stock | Nonqual opt | $18.77 | 2011-06-23 | 2018-06-23 | 40,000 | 40,000 | Direct |
Comm Stock | Restricted stock units | $0.00 | 30,000 | 30,000 | Direct | ||
Comm Stock | Restricted stock units | $0.00 | 37,276 | 37,276 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2011-06-12 | 5,382 | 5,382 | Direct |
2011-06-12 | 11,493 | 11,493 | Direct |
2012-06-11 | 4,428 | 4,428 | Direct |
2012-06-11 | 16,572 | 16,572 | Direct |
2013-06-10 | 4,455 | 4,455 | Direct |
2013-06-10 | 16,545 | 16,545 | Direct |
2014-06-15 | 3,465 | 3,465 | Direct |
2014-06-15 | 17,535 | 17,535 | Direct |
2015-06-13 | 3,165 | 3,165 | Direct |
2015-06-13 | 6,835 | 6,835 | Direct |
2016-06-28 | 12,000 | 12,000 | Direct |
2017-07-10 | 30,000 | 30,000 | Direct |
2018-06-23 | 40,000 | 40,000 | Direct |
30,000 | 30,000 | Direct | |
37,276 | 37,276 | Direct |
Footnotes
- Reflects the conversion, on a one-for-one basis, of performance-based restricted stock units origainally granted to the reporting person on July 10, 2007.
- Each restricted stock unit represents a contingent right to receive one share of Whitney Holding Corporation common stock.
- The restricted stock units vest (become non-forfeitable) on the third anniversary of the grant date. Vested restricted stock units convert to shares of common stock on the later of (i) within 30 days following the vesting date or (ii) the earliest permissible date such units may convert to shares of common stock as a result of the issuer's receipt of financial assistance under the Department of the Treasury's Troubled Asset Relief Program.