Filing Details
- Accession Number:
- 0001230245-10-000074
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-23 13:00:00
- Reporting Period:
- 2010-07-22
- Filing Date:
- 2010-07-23
- Accepted Time:
- 2010-07-23 14:44:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1230245 | Piper Jaffray Companies | PJC | Security Brokers, Dealers & Flotation Companies (6211) | 300168701 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185482 | S Andrew Duff | 800 Nicollet Mall Minneapolis MN 55402 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-22 | 800 | $28.17 | 189,811 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-07-22 | 1,700 | $28.18 | 191,511 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-07-22 | 2,500 | $28.20 | 194,011 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,135 | Indirect | By PJC Retirement Plan |
Common Stock | 10 | Indirect | By minor children |
Footnotes
- Based on a plan report dated July 23, 2010, the most recent plan report available.