Companies 0 See All

Hedge Funds 0 See All

Insiders 0 See All

Institutional Investors 0 See All

Click here to see all results for

Home > Insider Trading > Filing (0001181431-10-042221)

Filing Details

Accession Number:: 0001181431-10-042221
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-08-17 13:00:00
Reporting Period:: 2010-08-16

Filing Date:: 2010-08-17
Accepted Time:: 2010-08-17 16:08:19
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
898171	Uwharrie Capital Corp	NONE	State Commercial Banks (6022)	561814206

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1255638	Jr D Willie Lawhon	Po Box 338 132 North First Street Albemarle NC 28002-0338	Pres/Ceo Bank Of Stanly	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock (See Footnote 1)	Acquisiton	2010-08-16	800	$2.90	800	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock (Held Jointly With Spouse)	562	Direct
Common Stock (Held By Self As Custodian For Grandson)	121	Indirect	By Self As Custodian for Grandson
Common Stock (See Footnote 2)	5,382	Direct

Reported Derivative Holdings

Show Other Fields >>

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (Right to Purchase)	$4.61	2003-11-19	2012-11-18	29,851	29,851	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2012-11-18	29,851	29,851	Direct

Footnotes

Held by Cede & Co., Depository for Pershing Safekeeper for Willie D. Lawhon, Jr.
Held by Uwharrie Capital Corp Employee Stock Ownership Plan for Willie D. Lawhon, Jr.
Incentive Stock Options granted 11/19/2002 vest in five equal annual installments beginning 11/19/2003.