Filing Details
- Accession Number:
- 0001133796-10-000256
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-16 13:00:00
- Reporting Period:
- 2010-07-15
- Filing Date:
- 2010-07-16
- Accepted Time:
- 2010-07-16 17:21:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1004125 | Ksw Inc | KSW | Wholesale-Hardware & Plumbing & Heating Equipment & Supplies (5070) | 113191686 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1009250 | Floyd Warkol | 5 Renaissance Square White Plains NY 10601 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock Par Value .01 | Acquisiton | 2010-07-15 | 1,100 | $1.58 | 655,690 | No | 4 | M | Direct | |
Common Stock Par Value .01 | Disposition | 2010-07-15 | 1,100 | $3.02 | 654,590 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-07-15 | 1,100 | $0.00 | 1,100 | $1.58 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
17,162 | 2010-12-15 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock Par Value .01 | 21,000 | Indirect | by Trust |
Footnotes
- Vested in three equal installments commencing 12/15/92
- Not applicable