Filing Details
- Accession Number:
- 0001181431-10-042248
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-17 13:00:00
- Reporting Period:
- 2010-08-13
- Filing Date:
- 2010-08-17
- Accepted Time:
- 2010-08-17 17:05:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1316631 | Liberty Global Inc. | LBTY | Cable & Other Pay Television Services (4841) | 202197030 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1340406 | Mauricio Ramos | 12300 Liberty Blvd Englewood CO 80112 | Pres.-Liberty Global Latinamer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Series A Common Stock | Acquisiton | 2010-08-13 | 26,937 | $17.83 | 32,607 | No | 4 | M | Direct | |
| Series A Common Stock | Acquisiton | 2010-08-13 | 1,258 | $20.48 | 33,865 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2010-08-13 | 26,937 | $16.88 | 32,609 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2010-08-13 | 12,028 | $19.92 | 44,637 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2010-08-13 | 28,195 | $28.10 | 5,670 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2010-08-13 | 38,965 | $27.96 | 5,672 | No | 4 | S | Direct | |
| Series A Common Stock | Acquisiton | 2010-08-16 | 23,742 | $20.48 | 29,412 | No | 4 | M | Direct | |
| Series C Common Stock | Acquisiton | 2010-08-16 | 12,972 | $19.92 | 18,644 | No | 4 | M | Direct | |
| Series A Common Stock | Disposition | 2010-08-16 | 23,742 | $28.12 | 5,670 | No | 4 | S | Direct | |
| Series C Common Stock | Disposition | 2010-08-16 | 12,972 | $27.98 | 5,672 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Series A Common | Stock Option (right to buy) | Disposition | 2010-08-13 | 26,937 | $0.00 | 26,937 | $17.83 |
| Series A Common | Stock Option (right to buy) | Disposition | 2010-08-13 | 1,258 | $0.00 | 1,258 | $20.48 |
| Series C Common | Stock Option (right to buy) | Disposition | 2010-08-13 | 26,937 | $0.00 | 26,937 | $16.88 |
| Series C Common | Stock Option (right to buy) | Disposition | 2010-08-13 | 12,028 | $0.00 | 12,028 | $19.92 |
| Series A Common | Stock Option (right to buy) | Disposition | 2010-08-16 | 23,742 | $0.00 | 23,742 | $20.48 |
| Series C Common | Stock Option (right to buy) | Disposition | 2010-08-16 | 12,972 | $0.00 | 12,972 | $19.92 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-11-03 | No | 4 | M | Direct | |
| 23,742 | 2013-05-02 | No | 4 | M | Direct | |
| 0 | 2014-11-03 | No | 4 | M | Direct | |
| 12,972 | 2013-05-02 | No | 4 | M | Direct | |
| 0 | 2013-05-02 | No | 4 | M | Direct | |
| 0 | 2013-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Series A Common Stock | 310 | Indirect | By 401(k) Plan |
| Series C Common Stock | 2,452 | Indirect | By 401(k) Plan |
Footnotes
- The price reflects a weighted average of sales made at prices ranging from $28.10 to $28.14. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $27.95 to $28.00. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $28.10 to $28.25. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The price reflects a weighted average of sales made at prices ranging from $27.95 to $28.14. The Reporting Person agrees to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares sold at each separate price.
- The Reporting Person received 18 shares contributed by Issuer under its 401(k) Plan as of June 30, 2010.
- The option is immediately exercisable.
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