Filing Details
- Accession Number:
- 0001144204-10-036644
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-06 13:00:00
- Reporting Period:
- 2010-07-01
- Filing Date:
- 2010-07-06
- Accepted Time:
- 2010-07-06 12:30:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1222244 | Prourocare Medical Inc. | PUMD | Surgical & Medical Instruments & Apparatus (3841) | 201212923 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1403679 | James Robert Rudelius | 1525 Lincoln Cricle Apt 401 Mcclean VA US 22102 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.00001 Par Value | Acquisiton | 2010-07-01 | 5,469 | $1.60 | 69,786 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.00001 Par Value | 24,756 | Indirect | Held by Noble Ventures, of which reporting person is the majority owner. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock, $0.00001 Par Value | Stock options | $2.90 | 2014-06-12 | 3,000 | 3,000 | Direct | |
Common Stock, $0.00001 Par Value | Stock options | $1.00 | 2015-08-12 | 1,000 | 1,000 | Direct | |
Common Stock, $0.00001 Par Value | Warrants | $0.50 | 2012-12-31 | 4,000 | 4,000 | Direct | |
Common Stock, $0.00001 Par Value | Warrants | $0.50 | 2012-12-31 | 2,000 | 2,000 | Indirect | |
Common Stock, $0.00001 Par Value | Warrants | $1.30 | 2014-01-07 | 19,986 | 19,986 | Direct | |
Common Stock, $0.00001 Par Value | Warrants | $1.30 | 2014-01-07 | 4,756 | 4,756 | Indirect | |
Common Stock, $0.00001 Par Value | Stock options | $0.85 | 2016-03-03 | 20,000 | 20,000 | Direct | |
Common Stock, $0.00001 Par Value | Stock options | $1.25 | 2016-08-11 | 1,000 | 1,000 | Direct | |
Common Stock, $0.00001 Par Value | Stock options | $1.50 | 2016-09-29 | 30,000 | 30,000 | Direct | |
Common Stock, $0.00001 Par Value | Warrants | $1.30 | 2012-11-12 | 10,000 | 10,000 | Direct | |
Common Stock, $0.00001 Par Value | Warrants | $1.30 | 2012-11-12 | 10,000 | 10,000 | Indirect | |
Common Stock, $0.00001 Par Value | Warrants | $1.30 | 2010-07-11 | 2013-07-11 | 0 | 0 | Indirect |
Cash | Promissory Note | $1.00 | 2010-07-11 | 13,000 | 13,000 | Indirect | |
Common Stock, $0.00001 Par Value | Warrants | $1.30 | 2010-07-11 | 2013-07-11 | 0 | 0 | Direct |
Cash | Promissory Note | $1.00 | 2013-07-11 | 13,000 | 13,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-06-12 | 3,000 | 3,000 | Direct |
2015-08-12 | 1,000 | 1,000 | Direct |
2012-12-31 | 4,000 | 4,000 | Direct |
2012-12-31 | 2,000 | 2,000 | Indirect |
2014-01-07 | 19,986 | 19,986 | Direct |
2014-01-07 | 4,756 | 4,756 | Indirect |
2016-03-03 | 20,000 | 20,000 | Direct |
2016-08-11 | 1,000 | 1,000 | Direct |
2016-09-29 | 30,000 | 30,000 | Direct |
2012-11-12 | 10,000 | 10,000 | Direct |
2012-11-12 | 10,000 | 10,000 | Indirect |
2013-07-11 | 0 | 0 | Indirect |
2010-07-11 | 13,000 | 13,000 | Indirect |
2013-07-11 | 0 | 0 | Direct |
2013-07-11 | 13,000 | 13,000 | Direct |
Footnotes
- On June 11, 2010, the Company executed a promissory note in the principal amount of $13,000 with a maturity date of December 1, 2010, with interest to accrue daily and payable in Warrants through July 10, 2010. (the "Note"). Warrants will accrue at a rate of 333.333 shares of common stock per day up to a maximum warrant coverage of 10,000 shares of common stock per $13,000 original principal amount of Notes, which equals a maximum warrant of 10,000 shares of common stock with respect to the Note. After 30 days, the Note will bear interest payable in cash and Warrants representing the accrued interest will be issued at an exercise price of $1.30.
- Currently exercisable
- Options shall vest on the latter of the date that the Company is cleared by the FDA to sell the ProUroScan system in the United States or the date the Company closes on an aggregate of $2,000,000 or more of incremental equity financing after the date of grant (including the exercise of existing warrants).
- Issued to reporting person in lieu of cash for director's fees.