Filing Details
- Accession Number:
- 0000723458-10-000055
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-16 13:00:00
- Reporting Period:
- 2010-08-13
- Filing Date:
- 2010-08-16
- Accepted Time:
- 2010-08-16 12:22:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
723458 | State Bancorp Inc | STBC | State Commercial Banks (6022) | 112846511 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1204241 | J Richard Lashley | C/O State Bancorp, Inc. 2 Jericho Plaza Jericho NY 11753 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
State Bancorp, Inc. Common Stock | Acquisiton | 2010-08-13 | 1,246 | $8.27 | 4,246 | No | 4 | P | Direct | |
State Bancorp, Inc. Common Stock | Acquisiton | 2010-08-13 | 1,754 | $8.26 | 6,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
State Bancorp, Inc. Common Stock | 1,375 | Direct | |
State Bancorp, Inc. Common Stock | 205,130 | Indirect | By Financial Edge Fund,L.P. |
State Bancorp, Inc. Common Stock | 91,590 | Indirect | By Financial Edge-Strategic Fund L.P. |
State Bancorp, Inc. Common Stock | 71,187 | Indirect | By PL Capital/Focused Fund, L.P. |
State Bancorp, Inc. Common Stock | 94,481 | Indirect | By Goodbody/PL Capital, L.P. |
State Bancorp, Inc. Common Stock | 30,709 | Indirect | By Red Rose Trading Estonia OU |
Footnotes
- Joint with wife.
- Total includes 375 shares of stock awarded to Mr. Lashley effective January 2, 2010 under the 2008 Non-Employee Directors Stock Plan in recognition of his service as a Director during 2009.
- Financial Edge Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge Fund, L.P. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Financial Edge-Strategic Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of Financial Edge-Strategic Fund, L.P. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- PL Capital/Focused Fund, L.P. is a Delaware limited partnership. PL Capital, LLC is a Delaware limited liability company and is the sole General Partner of PL Capital/Focused Fund, L.P. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Goodbody/PL Capital, L.P. is a Delaware limited partnership. Goodbody/PL Capital, LLC is a Delaware limited liability company and the sole General Partner of Goodbody/PL Capital, L.P. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of Goodbody/PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.
- Red Rose Trading Estonnia OU is an Estonia company. PL Capital, LLC is a Delaware limited liability company and an investment advisor to Red Rose Trading Estonia OU. Mr. Lashley is the holder of a 50% equity interest in, and one of two Managing Members of PL Capital, LLC. Mr. Lashley disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein.