Filing Details

Accession Number:
0001104659-10-038533
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-19 13:00:00
Reporting Period:
2010-07-15
Filing Date:
2010-07-19
Accepted Time:
2010-07-19 20:31:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327471 Reald Inc. RLD Radio & Tv Broadcasting & Communications Equipment (3663) 770620426
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1106988 S Craig Gatarz C/O Reald Inc.
100 N. Crescent Drive, Suite 120
Beverly Hills CA 90210
Exe. Vice Pres. And Gen. Couns No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-16 12,150 $16.00 12,150 No 4 P Direct
Common Stock Acquisiton 2010-07-16 400 $16.00 400 No 4 P Indirect As custodian for Ava Wegmann-Gatarz
Common Stock Acquisiton 2010-07-16 400 $16.00 400 No 4 P Indirect As custodian for Sophia Wegmann-Gatarz
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Indirect As custodian for Ava Wegmann-Gatarz
No 4 P Indirect As custodian for Sophia Wegmann-Gatarz
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock option (right to buy) Acquisiton 2010-07-15 97,500 $0.00 97,500 $16.00
Common Stock Stock option (right to buy) Acquisiton 2010-07-15 30,000 $0.00 30,000 $16.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
97,500 2020-07-14 No 4 A Direct
30,000 2020-07-14 No 4 A Direct
Footnotes
  1. Represents shares purchased pursuant to the Issuer's Directed Share Program established in connection with the Issuer's initial public offering.
  2. This stock option grant will vest as follows: (i) 1/4 of the option vests on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the 36 months following the month of the one-year anniversary of the vesting commencement date, subject to continued employment with the company.
  3. This stock option grant will vest based both on a three year time-based cliff vesting schedule and on relative total shareholder return performance objectives over a three year period as measured against a peer group of companies established by the board of directors.