Filing Details
- Accession Number:
- 0001104659-10-038533
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-19 13:00:00
- Reporting Period:
- 2010-07-15
- Filing Date:
- 2010-07-19
- Accepted Time:
- 2010-07-19 20:31:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1327471 | Reald Inc. | RLD | Radio & Tv Broadcasting & Communications Equipment (3663) | 770620426 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1106988 | S Craig Gatarz | C/O Reald Inc. 100 N. Crescent Drive, Suite 120 Beverly Hills CA 90210 | Exe. Vice Pres. And Gen. Couns | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-16 | 12,150 | $16.00 | 12,150 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2010-07-16 | 400 | $16.00 | 400 | No | 4 | P | Indirect | As custodian for Ava Wegmann-Gatarz |
Common Stock | Acquisiton | 2010-07-16 | 400 | $16.00 | 400 | No | 4 | P | Indirect | As custodian for Sophia Wegmann-Gatarz |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Indirect | As custodian for Ava Wegmann-Gatarz |
No | 4 | P | Indirect | As custodian for Sophia Wegmann-Gatarz |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | Acquisiton | 2010-07-15 | 97,500 | $0.00 | 97,500 | $16.00 |
Common Stock | Stock option (right to buy) | Acquisiton | 2010-07-15 | 30,000 | $0.00 | 30,000 | $16.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
97,500 | 2020-07-14 | No | 4 | A | Direct | |
30,000 | 2020-07-14 | No | 4 | A | Direct |
Footnotes
- Represents shares purchased pursuant to the Issuer's Directed Share Program established in connection with the Issuer's initial public offering.
- This stock option grant will vest as follows: (i) 1/4 of the option vests on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the 36 months following the month of the one-year anniversary of the vesting commencement date, subject to continued employment with the company.
- This stock option grant will vest based both on a three year time-based cliff vesting schedule and on relative total shareholder return performance objectives over a three year period as measured against a peer group of companies established by the board of directors.