Filing Details

Accession Number:
0000820318-10-000019
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-11 13:00:00
Reporting Period:
2010-08-09
Filing Date:
2010-08-11
Accepted Time:
2010-08-11 10:56:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
820318 Ii-Vi Inc IIVI Optical Instruments & Lenses (3827) 251214948
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
945117 J Carl Johnson 18 Windsor Ridge
Frisco TX 75034
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-08-09 10,000 $8.00 2,529,212 No 4 M Direct
Common Stock Disposition 2010-08-09 10,000 $36.05 2,519,212 No 4 S Direct
Common Stock Disposition 2010-08-10 8,500 $35.46 2,510,712 No 4 S Direct
Common Stock Disposition 2010-08-10 1,500 $36.06 2,509,212 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Option (Right to buy) Disposition 2010-08-09 10,000 $0.00 10,000 $8.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-08-11 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 727,064 Indirect By Spouse
Footnotes
  1. Represents the weighted average of multiple sales transactions ranging in price from $35.89 to $36.31, $35.00 to $35.99 and $36.00 to $36.13, respectively. The reporting person agrees to provide full information regarding the number of shares sold at each separate price upon request by the SEC Commission staff, the Company or a security holder of the Company.
  2. The reporting person disclaims beneficial ownership of shares owned by his spouse.
  3. The option vested in five equal annual installments beginning on 8/11/2001.