Filing Details
- Accession Number:
- 0001144204-10-037184
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-08 13:00:00
- Reporting Period:
- 2010-07-01
- Filing Date:
- 2010-07-08
- Accepted Time:
- 2010-07-08 17:52:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1331931 | Pet Drx Corp | VETS | Agricultural Services (700) | 562517815 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
899083 | Wynnefield Partners Small Cap Value Lp | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1017043 | Nelson Obus | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1030806 | Ltd Fund Offshore Value Cap Small Wynnefield | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1056835 | Wynnefield Capital Management Llc | 450 Seventh Ave Ste 509 New York NY 10123 | No | No | Yes | No | |
1251565 | Wynnefield Partners Small Cap Value Lp I | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1251567 | Wynnefield Capital Inc | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No | |
1251568 | Joshua Landes | 450 Seventh Avenue Suite 509 New York NY 10123 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2010-07-01 | 404,826 | $0.00 | 1,395,515 | No | 4 | C | Direct | |
Common Stock, $0.0001 Par Value Per Share | Acquisiton | 2010-07-01 | 404,826 | $0.00 | 1,707,629 | No | 4 | C | Indirect | By Wynnefield Partners Small Cap Value, L.P. I |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2010-07-01 | 1,393,015 | $0.34 | 2,500 | No | 4 | S | Direct | |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2010-07-01 | 1,704,129 | $0.34 | 3,500 | No | 4 | S | Indirect | By Wynnefield Partners Small Cap Value, L.P. I |
Common Stock, $0.0001 Par Value Per Share | Disposition | 2010-07-01 | 939,754 | $0.34 | 4,000 | No | 4 | S | Indirect | By Wynnefield Small Cap Value Offshore |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Direct | |
No | 4 | C | Indirect | By Wynnefield Partners Small Cap Value, L.P. I |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Wynnefield Partners Small Cap Value, L.P. I |
No | 4 | S | Indirect | By Wynnefield Small Cap Value Offshore |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants | Disposition | 2010-07-01 | 576,923 | $0.00 | 576,923 | $0.10 |
Common Stock | Warrants | Disposition | 2010-07-01 | 576,923 | $0.00 | 576,923 | $0.10 |
Common Stock | Convertible Note | Disposition | 2010-07-01 | 0 | $0.00 | 75,495 | $10.00 |
Common Stock | Convertible Note | Disposition | 2010-07-01 | 0 | $0.00 | 75,495 | $10.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2016-01-21 | No | 4 | C | Direct | |
0 | 2016-01-21 | No | 4 | C | Indirect | |
0 | 2013-01-21 | No | 4 | J | Direct | |
0 | 2013-01-21 | No | 4 | J | Indirect |
Footnotes
- The transactions reported on this Form 4 were made pursuant to a stock purchase agreement entered into with the Issuer, and which included (a) the cash pre-payment of Convertible Notes expiring in 2013 described in Column 1 of Table II of this Form 4, (b) a cashless exchange of warrants for common stock of the Issuer and (c) the simultaneous disposition of all common stock beneficially held, whether previously owned or acquired in the cashless exchange of warrants. The purchase price of the common stock of $0.33523 was determined in connection with the stock purchase agreement and is subject to a hold back.
- Represents remaining shares of common stock attributable to the ownership of certain units.
- Wynnefield Partners Small Cap Value, L.P., (the "Reporting Person") and Wynnefield Partners Small Cap Value, L.P. I ("L.P. I") are managed by Wynnefield Capital Management, LLC, their general partner. Wynnefield Small Cap Value Offshore Fund, Ltd. ("Offshore") is managed by Wynnefield Capital, Inc. Mr. Nelson Obus and Mr. Joshua Landes are co-managing members of Wynnefield Capital Management, LLC and principal executive officers of Wynnefield Capital, Inc. Mr. Obus and Mr. Landes have investment discretion and control over the securities held by the Reporting Person, L.P. I and Offshore and, thus, may be deemed to have an indirect beneficial ownership interest in the securities that the Reporting Person, L.P. I and Offshore directly beneficially own. Mr. Obus and Mr. Landes disclaim beneficial ownership of the securities described in this statement, except to the extent of their individual pecuniary interest in such securities. (Cont FN 4)
- (Cont from FN 3) The filing of this statement shall not be deemed an admission that Mr. Obus and Mr. Landes are, for purposes of Section 16 of the Exchange Act or otherwise, the beneficial owner of any securities specified in this statement.
- The derivative securities listed in column 1 of Table II are currently exercisable or convertible, as the case may be.