Filing Details
- Accession Number:
- 0001140361-10-032591
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-10 13:00:00
- Reporting Period:
- 2010-08-09
- Filing Date:
- 2010-08-10
- Accepted Time:
- 2010-08-10 18:49:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
73020 | Northwest Natural Gas Co | NWN | Natural Gas Distribution (4924) | 930256722 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1192779 | S Gregg Kantor | 220 Nw Second Ave Portland OR 97209 | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-09 | 2,000 | $26.30 | 19,185 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-09 | 1,417 | $48.09 | 17,768 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | Disposition | 2010-08-09 | 2,000 | $0.00 | 2,000 | $26.30 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-03-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,990 | Indirect | See Footnote |
Common Stock | 1,685 | Indirect | See Footnote |
Common Stock | 200 | Indirect | See Footnote |
Common Stock | 270 | Indirect | See Footnote |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option to Buy | $31.34 | 2014-03-04 | 6,000 | 6,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $34.29 | 2016-02-29 | 3,000 | 3,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.48 | 2017-02-28 | 7,000 | 7,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $43.29 | 2018-03-06 | 8,000 | 8,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $41.15 | 2019-03-04 | 25,000 | 25,000 | Direct | |
Common Stock | Employee Stock Option to Buy | $44.25 | 2020-03-02 | 30,000 | 30,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-03-04 | 6,000 | 6,000 | Direct |
2016-02-29 | 3,000 | 3,000 | Direct |
2017-02-28 | 7,000 | 7,000 | Direct |
2018-03-06 | 8,000 | 8,000 | Direct |
2019-03-04 | 25,000 | 25,000 | Direct |
2020-03-02 | 30,000 | 30,000 | Direct |
Footnotes
- Gregg S. Kantor exercised an option to purchase 2,000 shares at $26.30 each and then sold 1,417 of those shares at an average price of $48.09 each on August 9, 2010 to generate the proceeds required to purchase 583 shares of the Company stock. Mr. Kantor now directly or indirectly holds a total of 22,913.6212 shares.
- Held in reporting person's account under issuer's Retirement K Savings Plan as of July 31, 2010.
- Shares have been credited to reporting person's account under the issuer's Deferred Compensation Plan for Directors and Executives.
- Shares held in reporting person's parent's account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
- Shares held in reporting person's parent's IRA account, with respect to which the reporting person is Power of Attorney and a potential beneficiary.
- Option was granted for 5,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2005. This is the same option referred to in Footnote 1.
- Option was granted for 6,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2007.
- Option was granted for 3,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option fully vested on January 1, 2010.
- Option was granted for 7,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 1,750 shares on each February 21, 2008 and January 1, 2009, 2010, and 2011.
- Option was granted for 8,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 2,000 shares on each February 27, 2009 and January 1, 2010, 2011, and 2012.
- Option was granted for 25,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 6,250 shares on each February 25, 2010 and January 1, 2011, 2012, and 2013.
- Option was granted for 30,000 shares pursuant to Northwest Natural Gas Company's Restated Stock Option Plan (the "Plan"). The option vests in installments of 7,500 shares on each February 24, 2011 and January 1, 2012, 2013, and 2014.