Filing Details
- Accession Number:
- 0001104659-10-038535
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-19 13:00:00
- Reporting Period:
- 2010-07-15
- Filing Date:
- 2010-07-19
- Accepted Time:
- 2010-07-19 20:33:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1327471 | Reald Inc. | RLD | Radio & Tv Broadcasting & Communications Equipment (3663) | 770620426 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491571 | Joshua Greer | C/O Reald Inc. 100 N. Crescent Drive, Suite 120 Beverly Hills CA 90210 | President | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-21 | 1,148,119 | $14.88 | 6,506,006 | No | 4 | S | Indirect | By self as joint trustee of The Greer Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By self as joint trustee of The Greer Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-07-15 | 157,500 | $0.00 | 157,500 | $16.00 |
Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2010-07-15 | 52,500 | $0.00 | 52,500 | $16.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
157,500 | 2020-07-14 | No | 4 | A | Direct | |
52,500 | 2020-07-14 | No | 4 | A | Direct |
Footnotes
- These shares are directly held by The Greer Trust and indirectly held by the Reporting Person as joint trustee. The Reporting Person as joint trustee, exercises investment control and a pecuniary interest through a unilateral right to revoke the trust. Lisa Greer, wife of Reporting Person, is filing a separate report under Section 16 and is therefore not included as a Reporting Person on this report.
- This stock option grant will vest as follows: (i) 1/4 of the option vests on the first anniversary of the vesting commencement date and (ii) an additional 1/48 of the option vests per month for each of the 36 months following the month of the one-year anniversary of the vesting commencement date, subject to continued employment with the company.
- This stock option grant will vest based both on a three year time-based cliff vesting schedule and on relative total shareholder return performance objectives over a three year period as measured against a peer group of companies established by the board of directors.