Filing Details

Accession Number:
0001179110-10-011740
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-19 13:00:00
Reporting Period:
2010-04-14
Filing Date:
2010-07-19
Accepted Time:
2010-07-19 21:25:43
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
216324 Image Entertainment Inc DISK.PK Services-Motion Picture & Video Tape Distribution (7822) 840685613
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1294668 John Hansen 451 Jackson St.
San Francisco CA 94115
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Series B Preferred Stock, $0.0001 Par Value Disposition 2010-04-14 1,959 $0.00 16,799 No 4 S Indirect By JH Partners Evergreen Fund, L.P.
Series B Preferred Stock, $0.0001 Par Value Disposition 2010-04-14 234 $0.00 2,001 No 4 S Indirect By JH Investment Partners III, L.P.
Series B Preferred Stock, $0.0001 Par Value Disposition 2010-04-14 107 $0.00 919 No 4 S Indirect By JH Investment Partners GP Fund III, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By JH Partners Evergreen Fund, L.P.
No 4 S Indirect By JH Investment Partners III, L.P.
No 4 S Indirect By JH Investment Partners GP Fund III, LLC
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock, $0.0001 Par Value Series C Preferred Stock, $0.0001 par value Disposition 2010-04-14 17,516 $0.00 17,515,552 $0.00
Common Stock, $0.0001 Par Value Series C Preferred Stock, $0.0001 par value Disposition 2010-04-14 2,089 $0.00 2,089,128 $0.00
Common Stock, $0.0001 Par Value Series B Preferred Stock, $0.0001 par value Disposition 2010-04-14 960 $0.00 959,620 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
150,025 No 4 S Indirect
17,894 No 4 S Indirect
8,219 No 4 S Indirect
Footnotes
  1. The reporting person sold units each consisting of one share of Series B Cumulative Preferred Stock and 8.94 shares of Series C Junior Participating Preferred Stock at a price of $1,029.59 per unit.
  2. The Series C Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. However, any outstanding shares of Series C Junior Participating Preferred Stock will convert automatically to shares of Common Stock at such date that sufficient authorized but unissued Common Stock of the issuer exists to convert all such outstanding Series C Junior Participating Preferred Stock. Each share of Series C Junior Participating Preferred Stock is convertible into 1,000 shares of Common Stock.
  3. The reporting person is the managing member of JH Evergreen Management, LLC, which is the sole general partner of JH Partners Evergreen Fund, L.P. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
  4. The reporting person is the managing member of JH Evergreen Management, LLC, which is the sole general partner of JH Investment Partners III, L.P. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
  5. The reporting person is the managing member of JH Evergreen Management, LLC, which is the sole manager of JH Investment Partners GP Fund III, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.