Filing Details
- Accession Number:
- 0001179110-10-011740
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-19 13:00:00
- Reporting Period:
- 2010-04-14
- Filing Date:
- 2010-07-19
- Accepted Time:
- 2010-07-19 21:25:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
216324 | Image Entertainment Inc | DISK.PK | Services-Motion Picture & Video Tape Distribution (7822) | 840685613 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1294668 | John Hansen | 451 Jackson St. San Francisco CA 94115 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Series B Preferred Stock, $0.0001 Par Value | Disposition | 2010-04-14 | 1,959 | $0.00 | 16,799 | No | 4 | S | Indirect | By JH Partners Evergreen Fund, L.P. |
Series B Preferred Stock, $0.0001 Par Value | Disposition | 2010-04-14 | 234 | $0.00 | 2,001 | No | 4 | S | Indirect | By JH Investment Partners III, L.P. |
Series B Preferred Stock, $0.0001 Par Value | Disposition | 2010-04-14 | 107 | $0.00 | 919 | No | 4 | S | Indirect | By JH Investment Partners GP Fund III, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By JH Partners Evergreen Fund, L.P. |
No | 4 | S | Indirect | By JH Investment Partners III, L.P. |
No | 4 | S | Indirect | By JH Investment Partners GP Fund III, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, $0.0001 Par Value | Series C Preferred Stock, $0.0001 par value | Disposition | 2010-04-14 | 17,516 | $0.00 | 17,515,552 | $0.00 |
Common Stock, $0.0001 Par Value | Series C Preferred Stock, $0.0001 par value | Disposition | 2010-04-14 | 2,089 | $0.00 | 2,089,128 | $0.00 |
Common Stock, $0.0001 Par Value | Series B Preferred Stock, $0.0001 par value | Disposition | 2010-04-14 | 960 | $0.00 | 959,620 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
150,025 | No | 4 | S | Indirect | ||
17,894 | No | 4 | S | Indirect | ||
8,219 | No | 4 | S | Indirect |
Footnotes
- The reporting person sold units each consisting of one share of Series B Cumulative Preferred Stock and 8.94 shares of Series C Junior Participating Preferred Stock at a price of $1,029.59 per unit.
- The Series C Preferred Stock is convertible at any time, at the holder's election, and has no expiration date. However, any outstanding shares of Series C Junior Participating Preferred Stock will convert automatically to shares of Common Stock at such date that sufficient authorized but unissued Common Stock of the issuer exists to convert all such outstanding Series C Junior Participating Preferred Stock. Each share of Series C Junior Participating Preferred Stock is convertible into 1,000 shares of Common Stock.
- The reporting person is the managing member of JH Evergreen Management, LLC, which is the sole general partner of JH Partners Evergreen Fund, L.P. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- The reporting person is the managing member of JH Evergreen Management, LLC, which is the sole general partner of JH Investment Partners III, L.P. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
- The reporting person is the managing member of JH Evergreen Management, LLC, which is the sole manager of JH Investment Partners GP Fund III, LLC. The reporting person disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.