Filing Details
- Accession Number:
- 0001104659-10-043320
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-10 13:00:00
- Reporting Period:
- 2010-08-06
- Filing Date:
- 2010-08-10
- Accepted Time:
- 2010-08-10 06:03:17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356857 | Trius Therapeutics Inc | TRSX | Pharmaceutical Preparations (2834) | 201320630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1497523 | Kpcb Pbd Associates, Llc | C/O Kleiner Perkins Caufield &Amp; Byers 2750 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-06 | 1,055,581 | $0.00 | 1,055,581 | No | 4 | C | Indirect | Shares are held directly by KPCB Pandemic and Bio Defense Fund, LLC |
Common Stock | Acquisiton | 2010-08-06 | 6,279 | $0.00 | 1,061,860 | No | 4 | C | Indirect | Shares are held directly by KPCB PBD Founders Fund, LLC |
Common Stock | Acquisiton | 2010-08-06 | 498,394 | $0.00 | 1,560,254 | No | 4 | C | Indirect | Shares are held directly by KPCB Pandemic and Bio Defense Fund, LLC |
Common Stock | Acquisiton | 2010-08-06 | 2,965 | $0.00 | 1,563,219 | No | 4 | C | Indirect | Shares are held directly by KPCB PBD Founders Fund, LLC |
Common Stock | Acquisiton | 2010-08-06 | 823,906 | $5.00 | 2,387,125 | No | 4 | P | Indirect | Shares are held directly by KPCB Pandemic and Bio Defense Fund, LLC |
Common Stock | Acquisiton | 2010-08-06 | 4,901 | $5.00 | 2,392,026 | No | 4 | P | Indirect | Shares are held directly by KPCB PBD Founders Fund, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | Shares are held directly by KPCB Pandemic and Bio Defense Fund, LLC |
No | 4 | C | Indirect | Shares are held directly by KPCB PBD Founders Fund, LLC |
No | 4 | C | Indirect | Shares are held directly by KPCB Pandemic and Bio Defense Fund, LLC |
No | 4 | C | Indirect | Shares are held directly by KPCB PBD Founders Fund, LLC |
No | 4 | P | Indirect | Shares are held directly by KPCB Pandemic and Bio Defense Fund, LLC |
No | 4 | P | Indirect | Shares are held directly by KPCB PBD Founders Fund, LLC |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series B Preferred Stock | Disposition | 2010-08-06 | 9,078,000 | $0.00 | 1,055,581 | $0.00 |
Common Stock | Series B Preferred Stock | Disposition | 2010-08-06 | 54,000 | $0.00 | 6,279 | $0.00 |
Common Stock | 8% Convertible Promissory Note | Disposition | 2010-08-06 | 498,394 | $0.00 | 498,394 | $0.00 |
Common Stock | 8% Convertible Promissory Note | Disposition | 2010-08-06 | 2,965 | $0.00 | 2,965 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Series B Preferred Stock was converted into shares of the Issuers Common Stock upon the consummation on the Issuer's initial Public Offering on an 8.6 for 1 basis.
- Principal and accrued interest was converted upon the Issuer's initial public offering into shares of Common Stock at a conversion price of 87.5% of the per share price of the Common Stock sold in the Issuer's initial public offering on August 6, 2010, at $5.00 per share.
- The Reporting Person disclaims beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.