Filing Details
- Accession Number:
- 0001140361-10-034039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-17 13:00:00
- Reporting Period:
- 2010-08-13
- Filing Date:
- 2010-08-17
- Accepted Time:
- 2010-08-17 16:16:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1059786 | Mips Technologies Inc | MIPS | Semiconductors & Related Devices (3674) | 770322161 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1250024 | L Arthur Swift | Mips Technologies, Inc. 955 East Arques Avenue Sunnyvale CA 94085 | Vice President Of Marketing | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-08-13 | 1,223 | $6.13 | 2,111 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2010-08-13 | 13,889 | $3.07 | 16,000 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-13 | 13,889 | $6.20 | 2,111 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-08-13 | 1,667 | $3.27 | 3,778 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-13 | 1,667 | $6.20 | 2,111 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-08-13 | 13,889 | $0.00 | 13,889 | $3.07 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2010-08-13 | 1,667 | $0.00 | 1,667 | $3.27 |
Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2010-08-16 | 40,000 | $6.00 | 40,000 | $6.00 |
Common Stock | Restricted Stock Units | Acquisiton | 2010-08-16 | 16,000 | $0.00 | 16,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
138,889 | 2016-03-26 | No | 4 | M | Direct | |
20,833 | 2016-08-17 | No | 4 | M | Direct | |
40,000 | 2017-08-16 | No | 4 | A | Direct | |
16,000 | 2013-08-16 | No | 4 | A | Direct |
Footnotes
- One-third (1/3) of the shares subject to this option shall vest twelve (12) months after the grant date, and one thirty-sixth (1/36) of the shares subject to this option shall vest on each monthly anniversary of the grant date.
- This option shall vest over thirty-six (36) months at a rate of one thirty-sixth (1/36) per month beginning with the first monthly anniversary of the grant date.
- Payment of tax liability by withholding securities incident to the vesting of a security (restricted stock unit grant on August 13, 2009) issued in accordance with Rule 16b-3.
- Each restricted stock unit represents a contingent right to receive one share of common stock.
- One-third (1/3) of the restricted stock units vest on each of the first three (3) anniversaries of August 16, 2010, subject to the reporting person's continued employment with the Company on each such date.