Home > Insider Trading > Filing (0001104659-10-039183)

Filing Details

Accession Number:: 0001104659-10-039183
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-07-22 13:00:00
Reporting Period:: 2010-07-21

Filing Date:: 2010-07-22
Accepted Time:: 2010-07-22 21:03:21
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1327471	Reald Inc.	RLD	Radio & Tv Broadcasting & Communications Equipment (3663)	770620426

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1234218	P Stanley Gold	C/O Shamrock Capital Advisors, Inc. 4444 W. Lakeside Drive Burbank CA 91505	Yes	No	Yes	No
1256314	D Stephen Royer	C/O Shamrock Capital Advisors, Inc. 4444 W. Lakeside Drive Burbank CA 91505	Yes	No	Yes	No
1346883	P L Ii Fund Growth Capital Shamrock	C/O Shamrock Capital Advisors, Inc. 4444 W. Lakeside Drive Burbank CA 91505	Yes	No	Yes	No
1406211	Shamrock Capital Partners Ii, Llc	C/O Shamrock Capital Advisors, Inc. 4444 W. Lakeside Drive Burbank CA 91505	Yes	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2010-07-21	7,709,250	$0.00	7,709,250	No	4	C	Direct
Common Stock	Disposition	2010-07-21	2,312,775	$14.88	5,396,475	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Series C Mandatorily Redeemable Convertible Preferred Stock	Disposition	2010-07-21	5,139,500	$0.00	7,709,250	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0			No	4	C	Direct

Footnotes

The Reporting Persons had 5,139,500 shares of the Issuer's Series C Mandatorily Redeemable Convertible Preferred Stock (the "Series C Preferred Stock") which automatically converted into 7,709,250 shares of Common Stock upon the closing of the Issuer's qualified initial public offering (as defined in the Issuer's certificate of incorporation, as amended through July 12, 2010) on July 21, 2010. The Series C Preferred Stock converted at a conversion rate of 1.5 shares of Common Stock per share of Series C Preferred Stock, which reflects the 1-for-1.5 forward stock split of the Common Stock that was effected by the Issuer on June 28, 2010.
These securities were convertible immediately.
These shares did not have an expiration date.
Shamrock Capital Partners II, L.L.C. ("SCP II") is the General Partner of Shamrock Capital Growth Fund II, L.P ("SCGF II"). Stephen D. Royer is the Executive Vice President of SCGF II. Stephen D. Royer and Stanley P. Gold are the members of the Board of Managers of SCP II. Each of SCP II, Stephen D. Royer and Stanley P. Gold may be deemed, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), to be the indirect beneficial owner of the securities which are the subject of this report (collectively, the "Issuer Securities") and a "ten percent holder" thereunder. Each of SCP II, Stephen D. Royer and Stanley P. Gold disclaims beneficial ownership of the Issuer Securities except to the extent of its or his pecuniary interest therein, and this report shall not be deemed an admission that each of SCP II, Stephen D. Royer or Stanley P. Gold is the beneficial owner of such securities for purposes of Section 16 or any other purpose.