Filing Details
- Accession Number:
- 0001181431-10-042209
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-17 13:00:00
- Reporting Period:
- 2010-08-13
- Filing Date:
- 2010-08-17
- Accepted Time:
- 2010-08-17 15:24:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1405287 | Stream Global Services Inc. | SGS | Services-Help Supply Services (7363) | 260420454 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1298502 | Scott R Murray | C/O Stream Global Services, Inc. 20 William Street, Suite 310 Wellesley MA 02481 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-13 | 500 | $3.47 | 3,783,252 | No | 4 | P | Indirect | See footnote |
Common Stock | Acquisiton | 2010-08-16 | 10,000 | $3.77 | 3,793,252 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See footnote |
No | 4 | P | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 47,000 | Indirect | See Footnote |
Footnotes
- The price reported represents the weighted average price of the shares purchased. Shares were purchased at varying prices in the range of $3.42 - $3.52. The reporting person hereby undertakes, upon request of the Staff of the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer, to provide full information regarding the number of shares purchased at each separate price.
- Includes (a) 3,753,402 shares held by Trillium Capital LLC, of which the reporting person is president, (b) 27,400 shares held by the R. Scott Murray Remainder Trust 2000, for which the reporting person exercises shared investment control, and (c) 2,450 shares held by The Murray Family Trust-2004, for which the reporting person exercises shared investment control. The reporting person disclaims beneficial ownership of the securities indicated to the extent to which such person does not have an actual pecuniary interest in such securities. The reporting herein of such securities shall not be construed as an admission that the undersigned is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- Includes (a) 3,753,402 shares held by Trillium Capital LLC, of which the reporting person is president, (b) 27,400 shares held by the R. Scott Murray Remainder Trust 2000, for which the reporting person exercises shared investment control, and (c) 12,450 shares held by The Murray Family Trust-2004, for which the reporting person exercises shared investment control. The reporting person disclaims beneficial ownership of the securities indicated to the extent to which such person does not have an actual pecuniary interest in such securities. The reporting herein of such securities shall not be construed as an admission that the undersigned is the beneficial owner of any such securities for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
- The reporting person's previously filed Forms 4 reporting transactions on May 25, 2010, May 27, 2010, August 6, 2010, August 9, 2010 and August 10, 2010 incorrectly reported an aggregate of 1,950 shares purchased by The Murray Family Trust-2004 as purchased directly by the reporting person. In addition, the reporting person's previously filed Form 4 reporting transactions on May 21, 2010 incorrectly reported an aggregate of 1,000 shares purchased by the R. Scott Murray Remainder Trust 2000 as purchased directly by the reporting person. Footnotes 2 and 3 above correctly reflect all holdings.