Filing Details
- Accession Number:
- 0001181431-10-040600
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-05 13:00:00
- Reporting Period:
- 2010-08-03
- Filing Date:
- 2010-08-05
- Accepted Time:
- 2010-08-05 17:20:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1135711 | Netlogic Microsystems Inc | NETL | Semiconductors & Related Devices (3674) | 770455244 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1296305 | Jean Marcia Zander | 1875 Charleston Rd. Mountain View CA 94043 | Senior Vp Of Ww Sales | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-08-03 | 22,414 | $15.15 | 93,672 | No | 4 | M | Direct | |
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-08-03 | 36,616 | $11.97 | 130,288 | No | 4 | M | Direct | |
| Common Stock (Exercise Of Stock Option) | Acquisiton | 2010-08-03 | 13,854 | $9.05 | 144,142 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-03 | 72,884 | $29.14 | 71,258 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 22,414 | $0.00 | 22,414 | $15.15 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 36,616 | $0.00 | 42,666 | $11.97 |
| Common Stock | Stock Option (right to buy) | Disposition | 2010-08-03 | 13,854 | $0.00 | 13,854 | $9.05 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2008-06-05 | 2017-06-04 | No | 4 | M | Direct |
| 6,050 | 2008-01-30 | 2017-01-29 | No | 4 | M | Direct |
| 0 | 2006-10-10 | 2015-10-09 | No | 4 | M | Direct |
Footnotes
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 21,333 shares of common stock at an exercise price of $23.94 per share, was adjusted to 42,666 shares of common stock at an exercise price of $11.97 per share.
- On February 16, 2010, NetLogic Microsystems Inc. declared a stock dividend, payable to all holders of record of common stock on March 5, 2010, of one share of common stock for each share of common stock outstanding. As a result, and pursuant to anti-dilution provisions of NetLogic Microsystems' equity incentive plans, this option which was previously reported as an option for 6,927 shares of common stock at an exercise price of $18.10 per share, was adjusted to 13,854 shares of common stock at an exercise price of $9.05 per share.
- This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 21, 2010.
- The shares sold on this date were sold in multiple transactions. This price is the weighted average sales price per share of all shares sold on this date; the actual sale prices per share range from $29.00 to $29.68. The number of shares sold at each separate price will be provided upon request by the Securities and Exchange Commission, NetLogic Microsystems, or a security holder of NetLogic Microsystems.
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