Filing Details

Accession Number:
0001140361-10-031764
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-05 13:00:00
Reporting Period:
2010-08-04
Filing Date:
2010-08-05
Accepted Time:
2010-08-05 14:18:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278384 Nts Realty Holdings Lp NLP Real Estate Investment Trusts (6798) 412111139
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1328111 D J Nichols 10172 Linn Station Road
Suite 200
Louisville KY 40223
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Limited Partnership Units Acquisiton 2010-08-04 200 $3.79 6,889,803 No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
Limited Partnership Units Acquisiton 2010-08-04 100 $3.81 6,889,803 No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
Limited Partnership Units Acquisiton 2010-08-04 100 $3.80 6,889,803 No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
Limited Partnership Units Acquisiton 2010-08-04 200 $3.81 6,889,803 No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
Limited Partnership Units Acquisiton 2010-08-04 200 $4.00 6,889,803 No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
Limited Partnership Units Acquisiton 2010-08-04 200 $4.00 6,889,803 No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
No 4 P Indirect J.D. Nichols Irrevocable Trust for My Grandchildren
Footnotes
  1. These limited partnership units ("Units") of NTS Realty Holdings Limited Partnership were purchased pursuant to the terms of a pre-arranged trading plan that is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Act"). The Units were purchased on behalf of the J.D. Nichols Irrevocable Trust for My Grandchildren (the "Grandchildren's Trust"), of which the Reporting Person is the grantor.
  2. The number of Units reported to be beneficially owned by the Reporting Person includes all the Units purchased on behalf of the Reporting Person and the entities controlled or established by the Reporting Person on August 4, 2010. The total number of Units reported on this Form 4 also includes 700 Units that were purcahsed on August 20, 2009 for the Wells Fargo Bank IRA c/f J.D. Nichols, an IRA Account controlled by the Reporting Person. These 700 Units were purchased to the terms of a pre-arranged trading plan compliant with Rule 10b5-1 of the Act which was terminated on November 30, 2009. The omission of the Form 4 filing for these Units was discovered during and internal audit process in which the Reporting Person discovered that the purchasing broker did not provide notice of the purchase.
  3. These Units are owned by the Grandchildren's Trust which was established by the Reporting Person for the benefit of his grandchildren children and other descendants.