Filing Details
- Accession Number:
- 0001140361-10-031764
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-05 13:00:00
- Reporting Period:
- 2010-08-04
- Filing Date:
- 2010-08-05
- Accepted Time:
- 2010-08-05 14:18:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1278384 | Nts Realty Holdings Lp | NLP | Real Estate Investment Trusts (6798) | 412111139 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1328111 | D J Nichols | 10172 Linn Station Road Suite 200 Louisville KY 40223 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Limited Partnership Units | Acquisiton | 2010-08-04 | 200 | $3.79 | 6,889,803 | No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
Limited Partnership Units | Acquisiton | 2010-08-04 | 100 | $3.81 | 6,889,803 | No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
Limited Partnership Units | Acquisiton | 2010-08-04 | 100 | $3.80 | 6,889,803 | No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
Limited Partnership Units | Acquisiton | 2010-08-04 | 200 | $3.81 | 6,889,803 | No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
Limited Partnership Units | Acquisiton | 2010-08-04 | 200 | $4.00 | 6,889,803 | No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
Limited Partnership Units | Acquisiton | 2010-08-04 | 200 | $4.00 | 6,889,803 | No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
No | 4 | P | Indirect | J.D. Nichols Irrevocable Trust for My Grandchildren |
Footnotes
- These limited partnership units ("Units") of NTS Realty Holdings Limited Partnership were purchased pursuant to the terms of a pre-arranged trading plan that is intended to comply with Rule 10b5-1 of the Securities Exchange Act of 1934 (the "Act"). The Units were purchased on behalf of the J.D. Nichols Irrevocable Trust for My Grandchildren (the "Grandchildren's Trust"), of which the Reporting Person is the grantor.
- The number of Units reported to be beneficially owned by the Reporting Person includes all the Units purchased on behalf of the Reporting Person and the entities controlled or established by the Reporting Person on August 4, 2010. The total number of Units reported on this Form 4 also includes 700 Units that were purcahsed on August 20, 2009 for the Wells Fargo Bank IRA c/f J.D. Nichols, an IRA Account controlled by the Reporting Person. These 700 Units were purchased to the terms of a pre-arranged trading plan compliant with Rule 10b5-1 of the Act which was terminated on November 30, 2009. The omission of the Form 4 filing for these Units was discovered during and internal audit process in which the Reporting Person discovered that the purchasing broker did not provide notice of the purchase.
- These Units are owned by the Grandchildren's Trust which was established by the Reporting Person for the benefit of his grandchildren children and other descendants.