Filing Details
- Accession Number:
- 0000884887-10-000126
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-08-03 13:00:00
- Reporting Period:
- 2010-02-22
- Filing Date:
- 2010-08-03
- Accepted Time:
- 2010-08-03 16:11:02
- Original Submission Date:
- 2010-02-23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
884887 | Royal Caribbean Cruises Ltd | RCL | Water Transportation (4400) | 980081645 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1317448 | J Brian Rice | Royal Caribbean Cruises Ltd 1050 Caribbean Way Miami FL 33132 | Evp, Finance & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-02-22 | 3,441 | $7.27 | 164,974 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-02-22 | 12,644 | $7.27 | 177,618 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-02-22 | 6,100 | $26.50 | 171,518 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 3,000 | $26.50 | 168,518 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 10,000 | $26.52 | 158,518 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 3,200 | $26.53 | 155,318 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 5,000 | $26.54 | 150,318 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 2,785 | $26.54 | 147,533 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 5,000 | $26.55 | 142,533 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 2,000 | $26.56 | 140,533 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 2,400 | $26.57 | 138,133 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 600 | $26.58 | 137,533 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-02-22 | 5,000 | $26.54 | 5,000 | No | 4 | S | Indirect | By Son |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Son |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-02-22 | 3,441 | $0.00 | 3,441 | $7.27 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2010-02-22 | 12,644 | $0.00 | 12,644 | $7.27 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
10,323 | 2019-02-10 | No | 4 | M | Direct | |
37,929 | 2019-02-10 | No | 4 | M | Direct |
Footnotes
- The reporting person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein.
- Represents the incentive stock option granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan.
- The Form 4 filed on 02/23/2010 inadvertently reported 3,441 shares acquired by the reporting person in connection with the exercise of his stock option. This amendment correctly reports that such shares were disposed of in the reported transaction.
- Immediately.
- Represents the nonqualified stock option granted to the reporting person under the Royal Caribbean Cruises Ltd. 2008 Equity Incentive Plan.
- The Form 4 filed on 02/23/2010 inadvertently reported 12,644 shares acquired by the reporting person in connection with the exercise of his stock option. This amendment correctly reports that such shares were disposed of in the reported transaction.