Filing Details
- Accession Number:
- 0001209191-10-038338
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-13 13:00:00
- Reporting Period:
- 2010-07-09
- Filing Date:
- 2010-07-13
- Accepted Time:
- 2010-07-13 18:59:55
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1180262 | Herbalife Ltd. | HLF | Wholesale-Drugs, Proprietaries & Druggists' Sundries (5122) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1472194 | Angel Miguel Calero Fernandez | 800 W. Olympic Blvd., Suite 406 Los Angeles CA 90027 | Svp/Managing Director Mexico | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-09 | 1,246 | $48.00 | 7,295 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2010-07-09 | 2,520 | $41.87 | 9,815 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-09 | 2,275 | $48.64 | 7,540 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-07-09 | 1,100 | $43.13 | 8,640 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-09 | 1,013 | $48.64 | 7,627 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2010-07-09 | 1,860 | $13.64 | 9,487 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-09 | 924 | $48.64 | 8,563 | No | 4 | D | Direct | |
Common Stock | Disposition | 2010-07-12 | 1,268 | $48.64 | 7,295 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2010-07-09 | 2,520 | $0.00 | 2,520 | $41.87 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-07-09 | 1,100 | $0.00 | 1,100 | $43.13 |
Common Stock | Stock Appreciation Rights | Disposition | 2010-07-09 | 1,860 | $0.00 | 1,860 | $13.84 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,780 | 2017-11-30 | No | 4 | M | Direct | |
1,650 | 2018-02-28 | No | 4 | M | Direct | |
7,440 | 2019-02-27 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2010.
- This transaction was executed in multiple trades at prices ranging from $48.63 to $48.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested November 30, 2008, 20% vested November 30, 2009 and the remaining 60% will vest on November 30, 2010.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 28, 2009, 20% vested February 28, 2010 and the remaining 60% will vest February 28, 2011.
- Consists of stock appreciation rights granted under the Herbalife Ltd. 2005 Stock Incentive Plan, of which 20% vested February 27, 2010, 20% will vest on February 27, 2011 and the remaining 60% will vest February 27, 2012.