Filing Details
- Accession Number:
- 0000914190-10-000573
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-03 13:00:00
- Reporting Period:
- 2008-08-26
- Filing Date:
- 2010-08-03
- Accepted Time:
- 2010-08-03 18:12:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
727672 | Spectrascience Inc | SCIE.OB | Electromedical & Electrotherapeutic Apparatus (3845) | 411448837 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1293792 | Jr Chet Sievert | 11568 Sorrento Valley Road Suite 11 San Diego CA 92121 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2008-08-26 | 5,075 | $0.55 | 577,425 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-09-23 | 4,925 | $0.55 | 572,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2008-09-23 | 5,000 | $0.48 | 567,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-25 | 15,000 | $0.46 | 552,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-25 | 3,700 | $0.54 | 548,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-25 | 30,000 | $0.51 | 518,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-28 | 9,700 | $0.54 | 509,100 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-09-29 | 36,600 | $0.55 | 472,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-10-08 | 100,000 | $0.42 | 372,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-12-17 | 39,700 | $0.34 | 332,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-12-18 | 9,000 | $0.34 | 323,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-12-21 | 5,100 | $0.34 | 318,700 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-12-22 | 26,930 | $0.34 | 291,770 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-12-23 | 49,039 | $0.34 | 242,731 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-12-24 | 10,823 | $0.33 | 231,908 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-12-24 | 325 | $0.34 | 231,583 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-12-28 | 7,583 | $0.34 | 224,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2009-12-28 | 19,000 | $0.34 | 205,000 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 42,500 | $0.34 | 162,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-05 | 7,000 | $0.33 | 155,500 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-04-09 | 50,500 | $0.34 | 105,000 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Acquisiton | 2008-11-07 | 400,000 | $0.00 | 400,000 | $0.38 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
400,000 | 2018-11-06 | No | 4 | A | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | $0.15 | 2004-08-03 | 2014-07-25 | 300,000 | 300,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2014-07-25 | 300,000 | 300,000 | Direct |
Footnotes
- The number of underlying shares of common stock from the previously reported $.15 stock option was inadvertently added to the direct holdings amount on reporting person's Form 4 filed on 7/30/2007. This form accurately reflects the total amount of common stock owned directly and the correct option holdings.
- 133,333 shares vest on each of 11/7/2009 and 11/7/2010 and 133,334 shares vest on 11/7/2011.