Home > Insider Trading > Filing (0001209191-10-040545)

Filing Details

Accession Number:: 0001209191-10-040545
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2010-08-02 13:00:00
Reporting Period:: 2010-07-29

Filing Date:: 2010-08-02
Accepted Time:: 2010-08-02 21:50:29
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1326973	Smart Modular Technologies (Wwh) Inc.	SMOD	Semiconductors & Related Devices (3674)	202509518

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1187436	B Ajay Shah	4800 Great America Parkway Suite 400 Santa Clara CA 95054		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2010-07-29	32,800	$5.67	1,976,081	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2010-07-29	8,200	$5.67	1,967,881	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2010-07-29	1,096,345	$0.00	127,200	No	4	J	Indirect	See Footnotes
Common Stock	Acquisiton	2010-07-29	10,962	$0.00	10,962	No	4	J	Indirect	See Footnotes
Common Stock	Disposition	2010-07-29	10,962	$0.00	0	No	4	J	Indirect	See Footnotes
Common Stock	Acquisiton	2010-07-29	2,144	$0.00	437,136	No	4	J	Indirect	See Footnotes
Common Stock	Acquisiton	2010-07-29	4,611	$0.00	4,611	No	4	J	Indirect	See Footnotes
Common Stock	Disposition	2010-07-29	274,086	$0.00	0	No	4	J	Indirect	See Footnotes
Common Stock	Acquisiton	2010-07-29	176,786	$0.00	439,280	No	4	J	Indirect	See Footnotes
Common Stock	Acquisiton	2010-07-29	95,930	$0.00	274,030	No	4	J	Indirect	See Footnotes
Common Stock	Disposition	2010-07-30	127,200	$5.42	0	No	4	S	Indirect	See Footnotes
Common Stock	Disposition	2010-07-30	31,800	$5.42	0	No	4	S	Indirect	See Footnotes

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes
No	4	J	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes
No	4	S	Indirect	See Footnotes

Footnotes

Represents shares held by Shah Capital Partners, L.P.
Price reported is the volume weighted average price for shares sold on that day. The Reporting Person undertakes to provide upon request by the Commission, full information regarding the number of shares sold at each separate price. The price range of shares sold on that day is $5.75 to $5.60 per share.
Represents shares held by Shah Capital Partners, L.P. Shah Management Partners, L.L.C., the general partner of Shah Capital Partners, L.P., Shah Management LLC, the managing member of Shah Management Partners, L.L.C. and Ajay Shah, the manager of Shah Management, LLC may be deemed to have voting and dipsoitive power over the shares held by Shah Capital Partners, L.P. Such persons or entities disclaim beneficial ownership of shares held by Shah Capital Partners, L.P., except to the extent of any pecuniary interest therein.
Represents shares held by Krishnan-Shah Fund, L.P.
Distributed pro rata to the partners of Shah Capital Partners, L.P. without additional consideration pursuant to the partnership agreement of Shah Capital Partners, L.P.
Received from Shah Capital Partners, L.P. as a pro rata distribution without additional consideration pursuant to the partnership agreement of Shah Capital Partners, L.P.
Represents shares held by Shah Management Partners, LLC
Distributed pro rata to the partners of Shah Management Partners, LLC without additional consideration pursuant to the limited liability company agreement of Shah Management Partners, LLC
Received from Shah Management Partners, LLC as a pro rata distribution without additional consideration pursuant to the limited liability company agreement of Shah Management Partners, LLC
Represents shares held by Krishnan-Shah Family Partners, L.P. Ajay Shah, a general partner of Krishnan Shah Family Partners, L.P., may be deemed to have voting and dispositive power over the shares held by Krishnan-Shah Family Partners, L.P. Ajay Shah disclaims beneficial ownership of shares held by Krishnan-Shah Family Partners, L.P. except ot the extent of any pecuniary interest therein.
Represents shares held by Shah Management, LLC. Ajay Shah, the manager of Shah Management, LLC may be deemed to have voting and dispositive power over the shares held by Shah Management, LLC. Ajay Shah disclaims beneficial owenership of shares held by Shah Management, LLC except to the extent of any pecuniary interest therein.
Represents shares held by Krishnan Shah Fund, L.P. Shah Management, LLC, the general partner of Krishnan Shah Fund, L.P., Shah Management, LLC and Ajay Shah, the manager of Shah Management, LLC may be deemed to have voting and dispositive power over the shares held by Krishnan Shah Fund, L.P. Such persons and entities disclaim beneficial ownership of shares held by Krishnan Shah Fund, L.P. except the extent of any pecuniary interest therein.
Distributed pro rata to the partners of Krishnan Shah Fund, L.P. without additional consideration purusant to the partnership agreement of Krishnan Shah Fund, L.P.
Received by Krishnan Shah Family Partners, L.P. as a pro rata distribution without additional consideration pursuant to the partnership agreement of Krishnan Shah Fund, L.P.
Represents shares held by Shah Family Trust. Ajay Shah, a trustee of Ajay B. Shah and Lata K. Shah Trust UAD 5/28/96, may be deemed to have voting and dispositive power over the shares held by Ajay B. Shah and Lata K. Shah Trust UAD 5/28/96. Ajay Shah disclaims beneficial ownership of shares held by Ajay B. Shah and Lata K. Shah Trust UAD 5/28/96 except to the extent of any pecuniary interest therein.
Price reported is the volume weighted average price for shares sold on that day. The Reporting Person undertakes to provide upon request by the Commission, full information regarding the number of shares sold at each separate price. The price range of shares sold on that day is $5.50 to $5.36 per share.