Filing Details
- Accession Number:
- 0001112679-10-000066
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-17 13:00:00
- Reporting Period:
- 2010-08-13
- Filing Date:
- 2010-08-17
- Accepted Time:
- 2010-08-17 18:56:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201584 | Ruthann Quindlen | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-13 | 3,334 | $14.29 | 3,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-13 | 3,334 | $42.12 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-13 | 7,500 | $23.68 | 7,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-13 | 7,500 | $42.12 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-16 | 1,666 | $14.29 | 1,666 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-16 | 1,666 | $42.09 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-08-13 | 3,334 | $0.00 | 3,334 | $14.29 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-08-13 | 7,500 | $0.00 | 7,500 | $23.68 |
| Common Stock | Director Stock Option (right to buy) | Disposition | 2010-08-16 | 1,666 | $0.00 | 1,666 | $14.29 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2015-07-15 | No | 4 | M | Direct | |
| 0 | 2016-07-15 | No | 4 | M | Direct | |
| 18,334 | 2015-07-15 | No | 4 | M | Direct |
Footnotes
- Shares sold on the Open Market are reported as an average sell price per share of $42.12; breakdown of shares sold and per share sale prices are as follows: 100 at $42.02; 200 at $42.03; 73 at $42.05; 200 at $42.06; 300 at $42.07; 461 at $42.08; 200 at $42.09; 3,805 at $42.10; 1,500 at $42.11; 1,000 at $42.12; 400 at $42.13; 395 at $42.14; 500 at $42.15; 700 at $42.16; 400 at $42.17; 100 at $42.18; 100 at $42.20; 300 at $42.21 and 100 at $42.26.
- Shares sold on the Open Market are reported as an average sell price per share of $42.09; breakdown of shares sold and per share sale prices are as follows: 200 at $42.04; 100 at $42.05; 200 at $42.07; 200 at $42.08; 566 at $42.09; 100 at $42.11; 200 at $42.12 and 100 at $42.13.
- Granted July 15, 2008; vests monthly over 3 years.
- Granted July 15, 2009; vests monthly over 1 year.
Billionaire Hedge Funds
