Filing Details
- Accession Number:
- 0001042167-10-000199
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-08-03
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 10:21:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1034239 | Rc2 Corp | RCRC | Wholesale-Misc Durable Goods (5090) | 364088307 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1193424 | W Curtis Stoelting | C/O Rc2 Corporation 1111 West 22Nd Street, Suite 320 Oak Brook IL 60523 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $.01 Per Share | Acquisiton | 2010-08-03 | 11,449 | $1.56 | 21,828 | No | 4 | M | Direct | |
Common Stock, Par Value $.01 Per Share | Disposition | 2010-08-03 | 11,449 | $15.99 | 10,379 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Option | Disposition | 2010-08-03 | 11,449 | $0.00 | 11,449 | $1.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2001-08-31 | 2010-08-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $.01 Per Share | 123,725 | Indirect | By Trust |
Common Stock, Par Value $.01 Per Share | 17,000 | Indirect | Note |
Common Stock, Par Value $.01 Per Share | 9,000 | Indirect | Note |
Footnotes
- These shares are being sold by the reporting person pursuant to a 10b5-1 trading plan adopted by the reporting person.
- The price reported above is the average transaction price. The range of prices for such transactions is $15.81 to $16.22. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
- Includes 10,379 shares of common stock purchased pursuant to the RC2 Corporation Employee Stock Purchase Plan.
- These shares of common stock are held by the reporting person's spouse in a revocable trust.
- These shares of common stock are held in three separate trusts for the benefit of the reporting person's minor children.
- The common stock option vested pro rata over a five-year period on each of August 31, 2001, August 31, 2002, August 31, 2003, August 31, 2004 and August 31, 2005.