Filing Details
- Accession Number:
- 0001253645-10-000015
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-26 13:00:00
- Reporting Period:
- 2010-07-23
- Filing Date:
- 2010-07-26
- Accepted Time:
- 2010-07-26 16:25:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
888165 | Interactive Data Corp | IDC | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 133668779 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1239377 | L John King | C/O Interactive Data Corporation 32 Crosby Drive Bedford MA 01730 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-23 | 3,288 | $33.67 | 62,018 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2010-07-23 | 56,815 | $8.80 | 118,833 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-07-23 | 6,191 | $16.15 | 125,024 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-07-23 | 3,125 | $16.97 | 128,149 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2010-07-23 | 8,412 | $17.47 | 136,561 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-07-23 | 69,543 | $33.75 | 67,018 | No | 4 | S | Direct | |
Common Stock | Disposition | 2010-07-23 | 5,000 | $33.76 | 62,018 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-07-23 | 56,815 | $0.00 | 56,815 | $8.80 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-07-23 | 6,191 | $0.00 | 6,191 | $16.15 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-07-23 | 3,125 | $0.00 | 3,125 | $16.97 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-07-23 | 8,412 | $0.00 | 8,412 | $17.47 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2011-06-14 | No | 4 | M | Direct | |
0 | 2012-06-10 | No | 4 | M | Direct | |
0 | 2013-06-15 | No | 4 | M | Direct | |
0 | 2014-06-30 | No | 4 | M | Direct |
Footnotes
- These shares were surrendered to the Company to satisfy tax withholding obligations arising in connection with settlement of 10,359 Restricted Stock Units (RSUs).
- Includes an aggregate of 15,594 Restricted Stock Units. Each unit represents the contingent right to receive one share of common stock.
- Options vested as follows: (i) as of 50% of the option shares (rounded up to the next whole number), 12.5% vested on each of the first, second, third and fourth anniversaries of the grant date (06/15/01); and (ii) as to 50% of the options shares (rounded up to the next whole number), on the fourth anniversary of the grant date.
- Options vested as follows: (i) as to 25% of the option shares, the first anniversary of the grant date (06/11/03); (ii) as to 75% of the option shares, on the last day of each of the next 11 consecutive quarters with any remaining option shares veting on the fourth anniversary of the grant date.
- Options vested as follows: (i) as to 25% of the option shares, the first anniversary of the grant date (06/16/04); (ii) as to 75% of the option shares, on the last day of each of the next 11 consecutive quarters with any remaining option shares veting on the fourth anniversary of the grant date.
- The Options vested with respect to 25% of the underlying shares of common stock on the first anniversary of the grant date (07/01/05) and as to the remaining 75%, at a rate of 6.25% per quarter thereafter (rounding down to the nearest whole share), with full vesting on the fourth anniversary of the grant date.