Filing Details

Accession Number:
0001140361-10-029060
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-07-09 13:00:00
Reporting Period:
2010-07-07
Filing Date:
2010-07-09
Accepted Time:
2010-07-09 18:42:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
865752 Hansen Natural Corp HANS Bottled & Canned Soft Drinks & Carbonated Waters (2086) 391679918
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1284352 H Hilton Schlosberg Hansen Natural Corp,
550 Monica Circle, Suite 201
Corona CA 92880
Vice Chairman And President Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2010-07-07 8,800 $42.00 42,740 No 4 S Indirect By Hilrod Holdings VII, L.P.
Common Stock Acquisiton 2010-07-07 3,500 $42.05 177,126 No 4 S Indirect By Hilrod Holdings VIII, L.P.
Common Stock Disposition 2010-07-08 23,100 $42.09 154,026 No 4 S Indirect By Hilrod Holdings VIII, L.P.
Common Stock Disposition 2010-07-08 151,800 $42.01 105,696 No 4 S Indirect By Hilrod Holdings III, L.P.
Common Stock Disposition 2010-07-08 28,200 $42.06 96,014 No 4 S Indirect By Hilrod Holdings V, L.P.
Common Stock Disposition 2010-07-09 84,600 $42.27 21,096 No 4 S Indirect By Hilrod Holdings III, L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Hilrod Holdings VII, L.P.
No 4 S Indirect By Hilrod Holdings VIII, L.P.
No 4 S Indirect By Hilrod Holdings VIII, L.P.
No 4 S Indirect By Hilrod Holdings III, L.P.
No 4 S Indirect By Hilrod Holdings V, L.P.
No 4 S Indirect By Hilrod Holdings III, L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,080,008 Indirect By Brandon Limited Partnership No. 1
Common Stock 8,013,336 Indirect By Brandon Limited Partnership No. 2
Common Stock 800,000 Indirect By HRS Holdings, L.P.
Common Stock 4,080,000 Indirect By Hilrod Holdings, L.P.
Common Stock 121,894 Indirect By Hilrod Holdings II, L.P.
Common Stock 192,462 Indirect By Hilrod Holdings IV, L.P.
Common Stock 265,720 Indirect By Hilrod Holdings VI, L.P.
Common Stock 347,602 Indirect By Hilrod Holdings IX, L.P.
Common Stock 66,408 Indirect By Hilrod Holdings X, L.P.
Common Stock 4,795 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Employee Stock Option (right to buy) $0.45 2012-07-12 1,200,000 448,176 Direct
Common Stock Employee Stock Option (right to buy) $0.53 2013-05-28 1,200,000 860,324 Direct
Common Stock Employee Stock Option (right to buy) $6.59 2015-03-23 1,200,000 1,100,000 Direct
Common Stock Employee Stock Option (right to buy) $16.87 2015-11-11 600,000 600,000 Direct
Common Stock Employee Stock Option (right to buy) $31.72 2018-06-02 400,000 400,000 Direct
Common Stock Employee Stock Option (right to buy) $35.64 2019-12-01 250,000 250,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2012-07-12 1,200,000 448,176 Direct
2013-05-28 1,200,000 860,324 Direct
2015-03-23 1,200,000 1,100,000 Direct
2015-11-11 600,000 600,000 Direct
2018-06-02 400,000 400,000 Direct
2019-12-01 250,000 250,000 Direct
Footnotes
  1. The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings VII, L.P. effective as of June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.00 to $42.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  2. The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings VIII, L.P. effective as of June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.03 to $42.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  3. The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings VIII, L.P. effective as of June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.04 to $42.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  4. The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings III, L.P. effective as of June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.00 to $42.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  5. The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings V, L.P. effective as of June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.05 to $42.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  6. The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings III, L.P. effective June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.00 to $42.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
  7. The reporting person is one of the general partners of each of Brandon Limited Partnership No.1 and Brandon Limited Partnership No. 2, HRS Holdings, L.P. and Hilrod Holdings L.P., Hilrod Holdings II L.P., Hilrod Holdings III, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P. and Hilrod Holdings VIII, L.P.
  8. The reporting person is one of the general partners of each of the following new limited partnerships, Hilrod Holdings IX, L.P. and Hilrod Holdings X, L.P.
  9. Reflects the distribution of shares as the proceeds of an in-kind annuity payment from existing grantor retained annuity trusts. A portion of those shares were transferred to the new limited partnerships, which contributed their interests to new grantor retained annuity trusts. The remaining shares received from the in-kind annuity payments are directly beneficially owned by the reporting person.
  10. The reporting person previously reported indirect beneficial ownership on an aggregate basis of the shares held by the limited partnerships. As a result of the in-kind annuity distributions, the total amount of shares directly and indirectly owned have been reduced by 169,006 shares.
  11. The options are currently vested.
  12. The options are currently vested with respect to 480,000 shares. The remaining options vest on November 11, 2010.
  13. The options are currently vested with respect to 160,000 shares. The remaining options vest in three equal installments on June 2, 2011, 2012 and 2013.
  14. The options vest in five equal installments on December 1, 2010, 2011, 2012, 2013 and 2014.