Filing Details
- Accession Number:
- 0001209191-10-041487
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2010-08-05 13:00:00
- Reporting Period:
- 2010-07-29
- Filing Date:
- 2010-08-05
- Accepted Time:
- 2010-08-05 21:00:56
- Original Submission Date:
- 2010-08-02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1326973 | Smart Modular Technologies (Wwh) Inc. | SMOD | Semiconductors & Related Devices (3674) | 202509518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1187436 | B Ajay Shah | 4800 Great America Parkway Suite 400 Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-29 | 32,800 | $5.67 | 1,223,545 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Disposition | 2010-07-29 | 8,200 | $5.67 | 305,886 | No | 4 | S | Indirect | See Footnotes |
Common Stock | Acquisiton | 2010-07-29 | 2,144 | $0.00 | 262,494 | No | 4 | J | Indirect | See Footnotes |
Common Stock | Acquisiton | 2010-07-29 | 4,611 | $0.00 | 4,611 | No | 4 | J | Indirect | See Footnotes |
Common Stock | Disposition | 2010-07-29 | 274,086 | $0.00 | 31,800 | No | 4 | J | Indirect | See Footnotes |
Common Stock | Acquisiton | 2010-07-29 | 95,930 | $0.00 | 274,030 | No | 4 | J | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnotes |
No | 4 | S | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
No | 4 | J | Indirect | See Footnotes |
Footnotes
- Represents shares held by Shah Capital Partners, L.P.
- Price reported is the volume weighted average price for shares sold on that day. The Reporting Person undertakes to provide upon request by the Commission, full information regarding the number of shares sold at each separate price. The price range of shares sold on that day is $5.75 to $5.60 per share.
- Represents shares held by Shah Capital Partners, L.P. Shah Management Partners, L.L.C., the general partner of Shah Capital Partners, L.P., Shah Management LLC, the managing member of Shah Management Partners, L.L.C. and Ajay Shah, the manager of Shah Management, LLC may be deemed to have voting and dipsoitive power over the shares held by Shah Capital Partners, L.P. Such persons or entities disclaim beneficial ownership of shares held by Shah Capital Partners, L.P., except to the extent of any pecuniary interest therein.
- Represents shares held by Krishnan Shah Fund, L.P. Shah Management, LLC, the general partner of Krishnan Shah Fund, L.P., Shah Management LLC, and Ajay Shah, the manager of Shah Management, LLC may be deemed to have voting and dispositive power over the shares held by Krishnan Shah Fund, L.P. Such persons and entities disclaim beneficial ownership of shares held by Krishnan Shah Fund, L.P. except to the extent of any pecuniary interest therein
- Represents shares held by Krishnan Shah Fund, L.P. Shah Management, LLC, the general partner of Krishnan Shah Fund, L.P., Shah Management, LLC and Ajay Shah, the manager of Shah Management, LLC may be deemed to have voting and dispositive power over the shares held by Krishnan Shah Fund, L.P. Such persons and entities disclaim beneficial ownership of shares held by Krishnan Shah Fund, L.P. except the extent of any pecuniary interest therein.
- Received from Shah Management Partners, LLC as a pro rata distribution without additional consideration pursuant to the limited liability company agreement of Shah Management Partners, LLC
- Represents shares held by Krishnan-Shah Family Partners, L.P. and includes a reduction in the number of shares by 20,364 shares in an exempt transaction as a result of a GRAT transaction as described in footnote 11. Ajay Shah, a general partner of Krishnan-Shah Family Partners, L.P., may be deemed to have voting and dispositive power over the shares held by Krishnan-Shah Family Partners, L.P. Ajay Shah disclaims beneficial ownership of shares held by Krishnan-Shah Family Partners, L.P. except ot the extent of any pecuniary interest therein.
- Represents shares held by Shah Management, LLC and reflects the prior transfer of 7,236 shares which was exempt from reporting under Rule 16a-13 as a mere change in form of ownership. Ajay Shah, the manager of Shah Management, LLC may be deemed to have voting and dispositive power over the shares held by Shah Management, LLC. Ajay Shah disclaims beneficial owenership of shares held by Shah Management, LLC except to the extent of any pecuniary interest therein.
- Distributed pro rata to the partners of Krishnan Shah Fund, L.P. without additional consideration pursuant to the partnership agreement of Krishnan Shah Fund, L.P.
- Received from Krishnan Shah Fund, L.P. as a pro rata distribution without additional consideration pursuant to the partnership agreement of the Krishnan Shah Fund L.P.
- Represents shares held by Shah Family Trust and reflects an annuity payment from a GRAT of 20,364 shares and the prior transfer of 7,236 shares which was exempt from reporting under Rule 16a-13 as a mere change in form of ownership. Ajay Shah, a trustee of Ajay B. Shah and Lata K. Shah Trust UAD 5/28/96, may be deemed to have voting and dispositive power over the shares held by Ajay B. Shah and Lata K. Shah Trust UAD 5/28/96. Ajay Shah disclaims beneficial ownership of shares held by Ajay B. Shah and Lata K. Shah Trust UAD 5/28/96 except to the extent of any pecuniary interest therein.