Filing Details
- Accession Number:
- 0001140361-10-029063
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-09 13:00:00
- Reporting Period:
- 2010-07-07
- Filing Date:
- 2010-07-09
- Accepted Time:
- 2010-07-09 18:59:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
865752 | Hansen Natural Corp | HANS | Bottled & Canned Soft Drinks & Carbonated Waters (2086) | 391679918 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1284353 | C Rodney Sacks | Hansen Natural Corp, 550 Monica Circle, Suite 201 Corona CA 92880 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2010-07-07 | 8,800 | $42.00 | 42,740 | No | 4 | S | Indirect | By Hilrod Holdings VII, L.P. |
Common Stock | Disposition | 2010-07-07 | 3,500 | $42.05 | 177,126 | No | 4 | S | Indirect | By Hilrod Holdings VIII, L.P. |
Common Stock | Disposition | 2010-07-08 | 23,100 | $42.09 | 154,026 | No | 4 | S | Indirect | By Hilrod Holdings VIII, L.P. |
Common Stock | Disposition | 2010-07-08 | 151,800 | $42.01 | 105,696 | No | 4 | S | Indirect | By Hilrod Holdings III, L.P. |
Common Stock | Disposition | 2010-07-08 | 28,200 | $42.06 | 96,014 | No | 4 | S | Indirect | By Hilrod Holdings V, L.P. |
Common Stock | Disposition | 2010-07-09 | 84,600 | $42.27 | 21,096 | No | 4 | S | Indirect | By Hilrod Holdings III, L.P. |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Hilrod Holdings VII, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings VIII, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings VIII, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings III, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings V, L.P. |
No | 4 | S | Indirect | By Hilrod Holdings III, L.P. |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,080,008 | Indirect | By Brandon Limited Partnership No. 1 |
Common Stock | 8,013,336 | Indirect | By Brandon Limited Partnership No. 2 |
Common Stock | 800,000 | Indirect | By HRS Holdings, L.P. |
Common Stock | 4,080,000 | Indirect | By Hilrod Holdings, L.P. |
Common Stock | 121,894 | Indirect | By Hilrod Holdings II, L.P. |
Common Stock | 192,462 | Indirect | By Hilrod Holdings IV, L.P, |
Common Stock | 265,720 | Indirect | Hilrod Holdings VI, L.P. |
Common Stock | 347,602 | Indirect | By Hilrod Holdings IX, L.P. |
Common Stock | 66,408 | Indirect | By Hilrod Holdings X, L.P. |
Common Stock | 14,380 | Indirect | By RCS 2007 GRAT |
Common Stock | 95,523 | Indirect | By RCS 2008 GRAT |
Common Stock | 154,935 | Indirect | By RCS 2009 GRAT |
Common Stock | 46,386 | Indirect | By RCS Direct GRAT |
Common Stock | 4,795 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (right to buy) | $0.45 | 2012-07-12 | 1,200,000 | 448,176 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $0.53 | 2013-05-28 | 1,200,000 | 860,324 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $6.59 | 2015-03-23 | 1,200,000 | 1,100,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $16.87 | 2015-11-11 | 600,000 | 600,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $31.72 | 2018-06-02 | 400,000 | 400,000 | Direct | |
Common Stock | Employee Stock Option (right to buy) | $35.64 | 2019-12-01 | 250,000 | 250,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2012-07-12 | 1,200,000 | 448,176 | Direct |
2013-05-28 | 1,200,000 | 860,324 | Direct |
2015-03-23 | 1,200,000 | 1,100,000 | Direct |
2015-11-11 | 600,000 | 600,000 | Direct |
2018-06-02 | 400,000 | 400,000 | Direct |
2019-12-01 | 250,000 | 250,000 | Direct |
Footnotes
- The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings VII, L.P. effective as of June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.00 to $42.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings VIII, L.P. effective as of June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.03 to $42.07. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings VIII, L.P. effective as of June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.04 to $42.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings III, L.P. effective as of June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.00 to $42.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings V, L.P. effective as of June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.05 to $42.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The sales reported in this Form 4 represent all the share authorized to be sold pursuant to a Rule 10b-5(1) sales plan adopted by Hilrod Holdings III, L.P. effective June 11, 2010. This transaction was executed in multiple trades at prices ranging from $42.00 to $42.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The reporting person is one of the general partners of each of Brandon Limited Partnership No.1, Brandon Limited Partnership No. 2, HRS Holdings, L.P. and Hilrod Holdings L.P., Hilrod Holdings II L.P., Hilrod Holdings III, L.P., Hilrod Holdings IV, L.P., Hilrod Holdings V, L.P., Hilrod Holdings VI, L.P., Hilrod Holdings VII, L.P. and Hilrod Holdings VIII, L.P.
- The reporting person is one of the general partners of each of the following new limited partnerships, Hilrod Holdings IX, L.P. and Hilrod Holdings X, L.P.
- Reflects the distribution of shares as the proceeds of an in-kind annuity payment from existing grantor retained annuity trusts. A portion of those shares were transferred to the new limited partnerships, which contributed their interests to new grantor retained annuity trusts. The remaining shares received from the in-kind annuity payments are directly beneficially owned by the reporting person.
- Reflects the distribution of shares transferred to the new grantor retained annuity trusts that were previously directly beneficially owned by the reporting person.
- The reporting person previously reported indirect beneficial ownership on an aggregate basis of the shares held by the limited partnerships. As a result of the in-kind annuity distributions, the total amount of shares directly and indirectly owned have been reduced by 370,327 shares.
- The options are currently vested.
- The options are currently vested with respect to 480,000 shares. The remaining options vest on November 11, 2010.
- The options are currently vested with respect to 160,000 shares. The remaining options vest in three equal installments on June 2, 2011, 2012 and 2013.
- The options vest in five equal installments on December 1, 2010, 2011, 2012, 2013 and 2014.