Filing Details
- Accession Number:
- 0001144204-10-037384
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-09 13:00:00
- Reporting Period:
- 2010-07-07
- Filing Date:
- 2010-07-09
- Accepted Time:
- 2010-07-09 19:09:56
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1368993 | Wafergen Bio-Systems Inc. | WGBS | Laboratory Analytical Instruments (3826) | 203699764 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1398815 | J Robert Hariri | C/O Wafergen Bio-Systems, Inc. 7400 Paseo Padre Parkway Fremont CA 94538 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-07 | 40,000 | $1.20 | 140,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2010-07-07 | 20,000 | $1.20 | 20,000 | $1.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,000 | 2010-07-07 | 2015-07-07 | No | 4 | P | Direct |
Footnotes
- The reported securities are included within 40,000 Units purchased by the reporting person for $1.20 per Unit. Each Unit consists of one share of common stock and one warrant to purchase 50% of one share of common stock.
Billionaire Hedge Funds
