Filing Details
- Accession Number:
- 0000091142-10-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-05 13:00:00
- Reporting Period:
- 2010-08-04
- Filing Date:
- 2010-08-05
- Accepted Time:
- 2010-08-05 16:33:58
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1399737 | F James Stern | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Exec Vp, General Counsel & Sec | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-04 | 5,000 | $54.75 | 5,375 | No | 4 | M | Direct | |
Common Stock | Disposition | 2010-08-04 | 2,210 | $54.91 | 3,165 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Restricted Stock Units | Disposition | 2010-08-04 | 5,000 | $0.00 | 5,000 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
13,400 | No | 4 | M | Direct |
Footnotes
- The Reporting Person sold these shares to obtain funds to pay the withholding taxes due as a result of the vesting of the restricted stock units described in footnote (2).
- 5,000 restricted stock units were granted on 06/01/2007, under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The 5,000 restricted stock units vested on 06/01/2010. As a result of vesting, the Company is obligated to deliver 5,000 shares of Common Stock to the Reporting Person. Pursuant to the Company's policy that shares are not issued during a no-trade window, these shares were issued on 08/04/2010.