Filing Details
- Accession Number:
- 0000091142-10-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-10 13:00:00
- Reporting Period:
- 2010-08-09
- Filing Date:
- 2010-08-10
- Accepted Time:
- 2010-08-10 17:05:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Motors & Generators (3621) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1310176 | A Mark Petrarca | A. O. Smith Corporation 11270 West Park Place Milwaukee WI 53224 | Senior Vice Pres. - H.r. & P.a | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-09 | 5,500 | $24.64 | 13,304 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-08-09 | 4,500 | $29.20 | 17,804 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-09 | 77 | $55.24 | 17,727 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-09 | 2,500 | $55.27 | 15,227 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-09 | 1,000 | $55.28 | 14,227 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-09 | 200 | $55.29 | 14,027 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-09 | 1,800 | $55.30 | 12,227 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-09 | 700 | $55.31 | 11,527 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-09 | 2,100 | $55.32 | 9,427 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2010-08-09 | 453 | $55.33 | 8,974 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2010-08-09 | 5,500 | $0.00 | 5,500 | $24.64 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2010-08-09 | 4,500 | $0.00 | 4,500 | $29.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,200 | 2005-10-11 | 2014-10-12 | No | 4 | M | Direct |
| 17,700 | 2015-10-11 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on October 12, 2004, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3.
- The employee stock options were granted on October 11, 2005, under the A. O. Smith Combined Executive Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on October 10, 2006.
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