Home > Insider Trading > Filing (0001144204-10-037193)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1072379	Northwest Biotherapeutics Inc	NWBO.OB	Pharmaceutical Preparations (2834)	943306718

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1289624	F Linda Powers	9306 Kendale Road Potomac MD 20854		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2010-05-28	100,000	$1.03	33,573,510	No	4	S	Direct
Common Stock	Disposition	2010-06-01	7,900	$1.01	33,565,610	No	4	S	Direct
Common Stock	Disposition	2010-06-02	32,500	$0.97	33,533,110	No	4	S	Direct
Common Stock	Disposition	2010-06-04	30,000	$0.89	33,503,110	No	4	S	Direct
Common Stock	Disposition	2010-06-07	79,000	$0.93	33,424,110	No	4	S	Direct
Common Stock	Disposition	2010-06-09	20,000	$0.82	33,404,110	No	4	S	Direct
Common Stock	Disposition	2010-06-10	233,552	$0.93	33,170,558	No	4	S	Direct
Common Stock	Disposition	2010-06-11	200,000	$0.90	32,970,558	No	4	S	Direct
Common Stock	Disposition	2010-06-14	7,000	$0.91	32,963,558	No	4	S	Direct
Common Stock	Disposition	2010-06-15	40,048	$0.87	32,923,510	No	4	S	Direct
Common Stock	Acquisiton	2010-07-02	866,667	$0.75	33,790,177	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Warrants	$0.00			32,443,013	32,443,013	Indirect

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
	32,443,013	32,443,013	Indirect

Footnotes

Includes 750,000 shares of common stock received by Linda F. Powers for board service on the Issuer's Board of Directors, 2,572,710 owned by Linda F. Powers, 11,041,314 shares owned by Toucan Partners and held jointly by Linda F. Powers and her husband Robert Hemphill Jr., and 19,299,486 shares owned by Toucan Capital Fund II, in which Linda F. Powers and her husband, Robert F. Hemphill, comprise the Investment Committee which has management control.
Ms. Powers purchased 866,667 shares of the Company's common stock and warrants to purchase an additional 86,667 shares of Common Stock for a purchase price of $650,000 on the same terms and conditions as other subscribers of the Company's securities during the second quarter of 2010 ($0.75 per share and 10% warrant coverage). The warrants have an exercise price of $0.75 per share of Common Stock and an exercise period of three (3) years
Not applicable: no derivative securities were converted or exercised.
Includes warrants for 86,667 shares of common stock owned by Linda F. Powers, warrants for 10,321,257 shares of common stock owned by Toucan Partners and held jointly by Linda F. Powers and her husband Robert F. Hemphill, and warrants for 22,035,089 shares of common stock owned by Toucan Capital, in which Ms. Powers and Mr. Hemphill comprise the Investment Committee which has management control.
86,667 warrants are held directly. 32,356,346 warrants are held indirectly.