Filing Details
- Accession Number:
- 0001127602-10-021213
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-12 13:00:00
- Reporting Period:
- 2010-08-10
- Filing Date:
- 2010-08-12
- Accepted Time:
- 2010-08-12 14:11:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 7332 | Southwestern Energy Co | SWN | Crude Petroleum & Natural Gas (1311) | 710205415 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1103811 | E Charles Scharlau | Suite 125 2350 N. Sam Houston Parkway East Houston TX 77032 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-10 | 64,000 | $1.36 | 426,174 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2010-08-10 | 20,000 | $1.47 | 446,174 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-10 | 84,000 | $36.91 | 362,174 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-08-10 | 64,000 | $0.00 | 64,000 | $1.36 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2010-08-10 | 20,000 | $0.00 | 20,000 | $1.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2002-12-31 | 2011-12-31 | No | 4 | M | Direct |
| 44,000 | 2003-12-31 | 2012-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 167,614 | Indirect | by Charles Scharlau GRAT; Charles Scharlau, Trustee |
| Common Stock | 523,794 | Indirect | by Family LLC |
| Common Stock | 8,000 | Indirect | By Spouse |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $36.90 to $36.95. The price reported above in Column 4 reflects the weighted average sale price. The reporting person hereby undertakes to provide, upon written request, to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transactions were effected.
Billionaire Hedge Funds
