Filing Details
- Accession Number:
- 0001181431-10-041128
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-10 13:00:00
- Reporting Period:
- 2010-08-06
- Filing Date:
- 2010-08-10
- Accepted Time:
- 2010-08-10 13:55:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1356857 | Trius Therapeutics Inc | TSRX | Pharmaceutical Preparations (2834) | 201320630 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202793 | Michael Powell | C/O Trius Therapeutics, Inc. 6310 Nancy Ridge Drive, Suite 101 San Diego CA 92121 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-08-06 | 1,892,177 | $0.00 | 1,892,177 | No | 4 | C | Indirect | See footnote |
Common Stock | Acquisiton | 2010-08-06 | 893,395 | $4.38 | 2,785,572 | No | 4 | C | Indirect | See footnotes |
Common Stock | Acquisiton | 2010-08-06 | 830,000 | $5.00 | 3,615,572 | No | 4 | P | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See footnote |
No | 4 | C | Indirect | See footnotes |
No | 4 | P | Indirect | See footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series A-2 Convertible Preferred Stock | Disposition | 2010-08-06 | 10,909,092 | $0.00 | 10,909,092 | $0.00 |
Common Stock | Series B Convertible Preferred Stock | Disposition | 2010-08-06 | 5,363,636 | $0.00 | 5,363,636 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Upon the closing of the Issuer's initial public offering, each 8.6 shares of the Series A-2 Convertible Preferred Stock and Series B Convertible Preferred Stock automatically converted into one share of Common Stock, and had no expiration date.
- Shares are held by Sofinnova Venture Partners VII, L.P. ("SV VII"). The Reporting Person is a managing general partner of Sofinnova Management VII, LLC, the general partner of Sofinnova Venture Partners VII, L.P. The Reporting Person may be deemed to beneficially own the shares. The Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
- The Common Stock was acquired upon conversion of a Secured Convertible Promissory Note exempt from the definition of a derivative security and whose conversion ratio did not become fixed until automatic conversion at the time of the closing of the Issuer's initial public offering.
- The shares were purchased in the Issuer's initial public offering.