Filing Details
- Accession Number:
- 0001209191-10-038171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-12 13:00:00
- Reporting Period:
- 2010-07-08
- Filing Date:
- 2010-07-12
- Accepted Time:
- 2010-07-12 17:23:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
817720 | Synaptics Inc | SYNA | Services-Computer Programming Services (7371) | 770118518 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225992 | F Francis Lee | 3120 Scott Blvd., Ste. 130 Santa Clara CA 95054 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-08 | 350 | $4.91 | 40,350 | No | 4 | M | Indirect | By Trust |
Common Stock | Disposition | 2010-07-08 | 350 | $28.99 | 40,000 | No | 4 | S | Indirect | By Trust |
Common Stock | Acquisiton | 2010-07-09 | 19,650 | $4.91 | 59,650 | No | 4 | M | Indirect | By Trust |
Common Stock | Disposition | 2010-07-09 | 19,650 | $28.99 | 40,000 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
No | 4 | M | Indirect | By Trust |
No | 4 | S | Indirect | By Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-07-08 | 350 | $0.00 | 350 | $4.91 |
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-07-09 | 19,650 | $0.00 | 19,650 | $4.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
172,149 | 2013-02-05 | No | 4 | M | Direct | |
152,499 | 2013-02-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 42,422 | Indirect | By Trust |
Common Stock | 42,422 | Indirect | By Trust |
Common Stock | 4,000 | Indirect | As Custodian |
Common Stock | 19,493 | Direct |
Footnotes
- The shares are held by Francis F. Lee and Evelyn C. Lee as Co-Trustees of the Lee 1999 Living Trust dated March 16, 1999.
- The shares were sold pursuant to a 10b5-1 Sales Plan dated May 28, 2010.
- The shares are held by Francis F. Lee, Trustee of the Francis Lee 2002 Irrevocable Trust.
- The shares are held by Evelyn C. Lee, the reporting person's spouse, Trustee of the Evelyn Lee 2002 Irrevocable Trust.
- The shares are held by the reporting person as custodian for his child.
- 25% of the total number of shares subject to the option vested and became exercisable on the twelve month anniversary of the February 5, 2003 vesting commencement date, and 1/48th of the total number of shares subject to the option vested and became exercisable on the 5th day of each month thereafter.