Filing Details
- Accession Number:
- 0001127602-10-019761
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-07-23 13:00:00
- Reporting Period:
- 2010-07-21
- Filing Date:
- 2010-07-23
- Accepted Time:
- 2010-07-23 11:47:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1211696 | C David Novak | 1441 Gardiner Lane Louisville KY 40213 | Chair Ceo And Pres | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-07-21 | 339,996 | $12.20 | 539,726 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-21 | 339,996 | $40.61 | 199,730 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-07-22 | 425,600 | $12.20 | 625,330 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-07-22 | 425,600 | $40.46 | 199,730 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-07-22 | 37,100 | $12.20 | 236,830 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-07-21 | 339,996 | $0.00 | 339,996 | $12.20 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-07-22 | 425,600 | $0.00 | 425,600 | $12.20 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2010-07-22 | 37,100 | $0.00 | 37,100 | $12.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 462,700 | 2002-12-31 | 2011-12-31 | No | 4 | M | Direct |
| 37,100 | 2002-12-31 | 2011-12-31 | No | 4 | M | Direct |
| 0 | 2002-12-31 | 2011-12-31 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 30,548 | Indirect | 401(k) Plan |
| Common Stock | 0 | Indirect | By Daughter |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $40.40 to $41.19. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regardding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $40.12 to $40.74. The price reported above reflects the average price. The reporting person hereby undertakes to provide upon request, to the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
