Filing Details
- Accession Number:
- 0001112679-10-000065
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-11 13:00:00
- Reporting Period:
- 2010-08-09
- Filing Date:
- 2010-08-11
- Accepted Time:
- 2010-08-11 19:56:00
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1424454 | Rovi Corp | ROVI | Periodicals: Publishing Or Publishing & Printing (2721) | 261739297 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1112679 | Stephen Yu | C/O Rovi Corporation 2830 De La Cruz Blvd. Santa Clara CA 95050 | Evp & General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-09 | 15,000 | $13.53 | 44,299 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-09 | 15,000 | $44.19 | 29,299 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-09 | 10,000 | $15.73 | 39,299 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-09 | 10,000 | $44.19 | 29,299 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-09 | 5,000 | $15.73 | 34,299 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-09 | 5,000 | $44.19 | 29,299 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-08-09 | 15,000 | $0.00 | 15,000 | $13.53 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-08-09 | 10,000 | $0.00 | 10,000 | $15.73 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2010-08-09 | 5,000 | $0.00 | 5,000 | $15.73 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 91,000 | 2013-06-01 | No | 4 | M | Direct | |
| 45,000 | 2016-03-01 | No | 4 | M | Direct | |
| 10,000 | 2016-03-01 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to Mr. Yu's 10b5-1 plan dated March 5, 2009.
- Shares sold on the Open Market are reported as an average sale price per share of $44.19; breakdown of shares sold and per share sale prices are as follows: 800 at $44.04; 500 at $44.05; 400 at $44.06; 300 at $44.07; 295 at $44.09; 300 at $44.10; 500 at $44.11; 5,300 at $44.12; 600 at $44.13; 1,300 at $44.14; 1,012 at $44.15; 400 at $44.16; 500 at $44.17; 200 at $44.18; 500 at $44.18; 500 at $44.19; 593 at $44.20; 500 at $44.21; 1,500 at $44.22; 25 at $44.23; 11,275 at $44.24; 2,600 at $44.25 and 100 at $44.35.
- Sold pursuant to Mr. Yu's 10b5-1 plan dated June 4, 2010.
- Granted June 1, 2008; vests one-sixth (1/6) on the first anniversary of the date of grant, one-third (1/3) vesting in equal monthly increments over second year and the remaining one-half (1/2) vesting in equal monthly increments over the third year.
- Granted 3/1/09; vests one-fourth (1/4) on the first anniversary of the date of grant and the remaining three-fourths (3/4) vesting in equal monthly increments over the next three years.
- Granted 3/1/09; one-half (1/2) vested on 3/1/09 and the remaining one-half (1/2) vested on 9/1/09.
Billionaire Hedge Funds
