Filing Details

Accession Number:
0001209191-10-041045
Form Type:
4
Zero Holdings:
No
Publication Time:
2010-08-04 13:00:00
Reporting Period:
2010-07-30
Filing Date:
2010-08-04
Accepted Time:
2010-08-04 10:53:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1482199 Venture Lending & Leasing Vi Inc. N/A () 271682622
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315820 Wayne Ronald Swenson 2010 North First Street
Suite 310
San Jose CA 95131
Chairman Of The Board Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2010-07-30 680 $0.00 680 No 4 P Indirect By Venture Lending & Leasing VI, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By Venture Lending & Leasing VI, LLC
Footnotes
  1. All of the reported securities were acquired by Venture Lending & Leasing VI, LLC (the "Company") for $0.25 per share on January 21, 2010. The Company is the sole shareholder of the issuer. This report is being filed to report the reporting person's acquisition of beneficial ownership of a 0.34% membership interest in the Company and Westech Investment Advisors, Inc.'s ("Westech") acquisition of beneficial ownership of a 0.34% membership interest in the Company. The reporting person is a 50% shareholder, officer and director of Westech.
  2. As a result of the reporting person's membership interest in the Company, the reporting person may be deemed to be a beneficial owner of 340 of the reported securities. As a result of Westech's membership interest in the Company and the reporting person's relationship to Westech, the reporting person may be deemed to be a beneficial owner of the remaining 340 of the reported securities. Except to the extent of his pecuniary interest in Westech and the Company, the reporting person disclaims beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
  3. By virtue of the reporting person's relationship to Westech, the reporting person may also be deemed to be the beneficial owner of all of the shares of the issuer owned by the Company for purposes of Section 13 of the Exchange Act.