Filing Details
- Accession Number:
- 0001209191-10-041045
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-04 13:00:00
- Reporting Period:
- 2010-07-30
- Filing Date:
- 2010-08-04
- Accepted Time:
- 2010-08-04 10:53:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1482199 | Venture Lending & Leasing Vi Inc. | N/A | () | 271682622 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1315820 | Wayne Ronald Swenson | 2010 North First Street Suite 310 San Jose CA 95131 | Chairman Of The Board | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2010-07-30 | 680 | $0.00 | 680 | No | 4 | P | Indirect | By Venture Lending & Leasing VI, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Venture Lending & Leasing VI, LLC |
Footnotes
- All of the reported securities were acquired by Venture Lending & Leasing VI, LLC (the "Company") for $0.25 per share on January 21, 2010. The Company is the sole shareholder of the issuer. This report is being filed to report the reporting person's acquisition of beneficial ownership of a 0.34% membership interest in the Company and Westech Investment Advisors, Inc.'s ("Westech") acquisition of beneficial ownership of a 0.34% membership interest in the Company. The reporting person is a 50% shareholder, officer and director of Westech.
- As a result of the reporting person's membership interest in the Company, the reporting person may be deemed to be a beneficial owner of 340 of the reported securities. As a result of Westech's membership interest in the Company and the reporting person's relationship to Westech, the reporting person may be deemed to be a beneficial owner of the remaining 340 of the reported securities. Except to the extent of his pecuniary interest in Westech and the Company, the reporting person disclaims beneficial ownership of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act").
- By virtue of the reporting person's relationship to Westech, the reporting person may also be deemed to be the beneficial owner of all of the shares of the issuer owned by the Company for purposes of Section 13 of the Exchange Act.