Filing Details
- Accession Number:
- 0001179110-10-012431
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2010-08-10 13:00:00
- Reporting Period:
- 2010-08-09
- Filing Date:
- 2010-08-10
- Accepted Time:
- 2010-08-10 16:36:44
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1016470 | Srs Labs Inc | SRSL | Patent Owners & Lessors (6794) | 330714264 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1245443 | Sam Yau | C/O Srs Labs, Inc. 2909 Daimler Street Santa Ana CA 92705 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2010-08-09 | 10,000 | $2.63 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-09 | 10,000 | $10.06 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2010-08-09 | 10,000 | $6.13 | 10,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2010-08-09 | 10,000 | $10.06 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option | Acquisiton | 2010-08-09 | 10,000 | $0.00 | 10,000 | $2.63 |
| Common Stock | Stock Option | Acquisiton | 2010-08-09 | 10,000 | $0.00 | 10,000 | $6.13 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2005-01-04 | 2011-01-04 | No | 4 | M | Direct |
| 0 | 2000-11-15 | 2010-11-15 | No | 4 | M | Direct |
Footnotes
- Sold pursuant to 10b5-1 Plan adopted by Reporting Person on June 14, 2010.
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